| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,000 | 2,000 | 0.32% | PRN | |
| 2 | BANK OF AMERICA CORP /DE/ | 5,000 | 10,000 | 1.61% | PRN | |
| 3 | CORNERSTONE ADVISORY, LLC | 12,000 | 24,000 | 3.85% | PRN | |
| 4 | MML INVESTORS SERVICES, INC. | 3,000 | 587,000 | 94.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
