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Guggenheim Enhanced Short-Dura
Guggenheim Enhanced Short-Dura. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 3 Institutional holders with a total value of $1,205,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 7,250 364,000 30.21%
2 OARSMAN CAPITAL, INC. 8,115 407,000 33.78%
3 ROTHSCHILD INVESTMENT LLC /IL 8,654 434,000 36.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.