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PROVECTUS BIOPHARMACEUTICALS I
PROVECTUS BIOPHARMACEUTICALS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 30 Institutional holders with a total value of $4,189,897.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Beacon Capital Management, Inc. 400 0 0.00%
2 Tower Research Capital LLC (TRC) 15 0 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,325 1,000 0.02%
4 Tortoise Investment Management, LLC 2,000 2,000 0.05%
5 WELLS FARGO & COMPANY/MN 3,001 3,000 0.07%
6 CITIGROUP INC 2,660 3,000 0.07%
7 ROYAL BANK OF CANADA 5,000 5,000 0.12%
8 GLENMEDE TRUST CO NA 5,000 5,000 0.12%
9 MORGAN STANLEY 5,520 5,000 0.12%
10 DEUTSCHE BANK AG\ 9,500 9,000 0.21%
11 Estate Counselors, LLC 10,000 10,000 0.24%
12 Carnegie Investment Counsel 10,000 10,000 0.24%
13 FINANCIAL COUNSELORS INC 12,600 13,000 0.31%
14 Cambridge Investment Research Advisors, Inc. 12,664 13,000 0.31%
15 Virtu KCG Holdings LLC 13,558 14,000 0.33%
16 B. Riley Wealth Advisors, Inc. 14,000 14,000 0.33%
17 BANK OF AMERICA CORP /DE/ 15,660 16,000 0.38%
18 BANK OF MONTREAL /CAN/ 17,000 17,000 0.41%
19 BROWN ADVISORY INC 20,000 20,000 0.48%
20 TRUST DEPARTMENT MB FINANCIAL BANK N A 20,000 20,000 0.48%
21 Private Advisor Group, LLC 21,575 22,000 0.53%
22 PRINCETON CAPITAL MANAGEMENT LLC 25,000 26,000 0.62%
23 AMERICAN INTERNATIONAL GROUP, INC. 27,350 27,897 0.67%
24 LPL Financial LLC 47,200 47,000 1.12%
25 Creative Planning 48,900 50,000 1.19%
26 Commonwealth Equity Services, Inc 81,500 83,000 1.98%
27 Knoll Capital Management, LLC 200,000 204,000 4.87%
28 UBS AG 226,992 231,000 5.51%
29 GOLDMAN SACHS GROUP INC 292,851 299,000 7.14%
30 VANGUARD GROUP INC 2,961,256 3,020,000 72.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.