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DUFF PHELPS UTIL CORP BD T
DUFF PHELPS UTIL CORP BD T. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $67,872,487.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 7 0 0.00%
2 WOLVERINE TRADING LP /BD 50 487 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 263 2,000 0.00%
4 North Star Investment Management Corp. 730 7,000 0.01%
5 Tower Research Capital LLC (TRC) 879 9,000 0.01%
6 REILLY FINANCIAL ADVISORS, LLC 1,284 12,000 0.02%
7 US BANCORP \DE\ 1,400 14,000 0.02%
8 SARGENT BICKHAM LAGUDIS LLC 1,900 18,000 0.03%
9 IFP ADVISORS, INC 2,165 21,000 0.03%
10 ADVISOR GROUP, INC. 2,413 21,000 0.03%
11 Bartlett & Co. LLC 2,750 27,000 0.04%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,758 27,000 0.04%
13 MARK SHEPTOFF FINANCIAL PLANNING, LLC 3,971 39,000 0.06%
14 RAYMOND JAMES & ASSOCIATES 11,500 112,000 0.17%
15 Windsor Capital Management, LLC 12,820 124,000 0.18%
16 UBS Group AG 15,384 150,000 0.22%
17 ROYAL BANK OF CANADA 15,953 155,000 0.23%
18 Commonwealth Equity Services, Inc 20,180 196,000 0.29%
19 Horizon Kinetics LLC 20,850 203,000 0.30%
20 Mariner, LLC 22,310 217,000 0.32%
21 Raymond James Financial Services Advisors, Inc. 24,705 240,000 0.35%
22 Cetera Advisors LLC 29,513 288,000 0.42%
23 Laurion Capital Management LP 31,966 311,000 0.46%
24 LPL Financial LLC 36,859 359,000 0.53%
25 GUGGENHEIM CAPITAL LLC 60,219 586,000 0.86%
26 BANK OF AMERICA CORP /DE/ 82,264 801,000 1.18%
27 MORGAN STANLEY 99,190 965,000 1.42%
28 PROFICIO CAPITAL PARTNERS LLC 153,893 1,507,000 2.22%
29 SeaBridge Investment Advisors LLC 158,370 1,541,000 2.27%
30 Invesco Ltd. 214,232 2,085,000 3.07%
31 1607 Capital Partners, LLC 774,266 7,534,000 11.10%
32 WELLS FARGO & COMPANY/MN 1,474,463 14,347,000 21.14%
33 SIT INVESTMENT ASSOCIATES INC 3,695,216 35,954,000 52.97%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.