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EATON VANCE FLTING RATE INC
EATON VANCE FLTING RATE INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 70 Institutional holders with a total value of $188,405,564.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Edge Wealth Management LLC 310 5,000 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 567 8,000 0.00%
3 Focused Wealth Management, Inc 1,000 15,000 0.01%
4 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,370 21,000 0.01%
5 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,400 21,000 0.01%
6 Gradient Investments LLC 1,673 25,000 0.01%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,881 29,000 0.02%
8 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,000 30,000 0.02%
9 FIFTH THIRD BANCORP 4,175 63,000 0.03%
10 Madden Advisory Services, Inc. 5,530 83,000 0.04%
11 ROYAL BANK OF CANADA 6,370 97,000 0.05%
12 BANK OF MONTREAL /CAN/ 6,630 100,000 0.05%
13 Hudock, Inc. 7,487 113,000 0.06%
14 SEI INVESTMENTS CO 8,800 133,000 0.07%
15 INVESTMENT CENTERS OF AMERICA INC 11,019 168,000 0.09%
16 CORNERSTONE WEALTH MANAGEMENT, LLC 11,440 172,000 0.09%
17 SOWELL FINANCIAL SERVICES LLC 11,567 175,000 0.09%
18 INGALLS & SNYDER LLC 11,800 179,000 0.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,615 191,000 0.10%
20 RGT CAPITAL MANAGEMENT, LTD. 13,404 203,000 0.11%
21 FCG ADVISORS, LLC 13,500 204,000 0.11%
22 PNC FINANCIAL SERVICES GROUP, INC. 13,595 207,000 0.11%
23 HighTower Advisors, LLC 14,146 214,000 0.11%
24 TWIN FOCUS CAPITAL PARTNERS, LLC 14,176 215,000 0.11%
25 FLAGSHIP HARBOR ADVISORS, LLC 14,589 219,000 0.12%
26 WELLINGTON MANAGEMENT GROUP LLP 15,500 235,000 0.12% PRN
27 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 16,000 242,240 0.13%
28 Horizon Kinetics LLC 16,200 245,000 0.13%
29 Advisory Services Network, LLC 16,550 251,000 0.13%
30 ADVISOR GROUP, INC. 17,048 258,000 0.14%
31 Greenwich Wealth Management LLC 19,013 288,000 0.15%
32 AMERIPRISE FINANCIAL INC 19,691 298,000 0.16%
33 Winslow, Evans & Crocker, Inc. 20,696 313,324 0.17%
34 Diligent Investors, LLC 22,700 344,000 0.18%
35 SHUFRO ROSE & CO LLC 25,200 382,000 0.20%
36 Commonwealth Equity Services, Inc 28,462 431,000 0.23%
37 JT STRATFORD LLC 33,200 503,000 0.27%
38 Apollo Management Holdings, L.P. 40,000 606,000 0.32%
39 IFP ADVISORS, INC 42,880 649,000 0.34%
40 CITIGROUP INC 45,190 684,000 0.36%
41 Creative Planning 45,517 689,000 0.37%
42 WELLS FARGO & COMPANY/MN 48,156 729,000 0.39%
43 Capital Investment Advisors, LLC 49,198 745,000 0.40%
44 PROFICIO CAPITAL PARTNERS LLC 59,987 906,000 0.48%
45 HL FINANCIAL SERVICES LLC 60,211 912,000 0.48%
46 Rock Point Advisors, LLC 63,949 968,000 0.51%
47 Bell Bank 73,174 1,108,000 0.59%
48 COHEN & STEERS, INC. 73,744 1,116,000 0.59%
49 STIFEL FINANCIAL CORP 74,252 1,122,000 0.60%
50 UNITED CAPITAL FINANCIAL ADVISORS, LLC 83,013 1,257,000 0.67%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.