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EMPIRE STATE
EMPIRE STATE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 161 Institutional holders with a total value of $1,897,782,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 0 0 0.00%
2 THOMPSON DAVIS & CO., INC. 87 1,000 0.00%
3 Sandy Spring Bank 130 2,000 0.00%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 129 2,000 0.00%
5 COLONY GROUP LLC 153 3,000 0.00%
6 Karp Capital Management Corp 200 3,000 0.00%
7 Tradewinds Capital Management, LLC 205 4,000 0.00%
8 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 481 8,000 0.00%
9 PNC FINANCIAL SERVICES GROUP, INC. 496 8,000 0.00%
10 PALLADIEM, LLC 1,073 18,000 0.00%
11 Amica Retiree Medical Trust 1,220 21,000 0.00%
12 GLENMEDE TRUST CO NA 1,301 22,000 0.00%
13 First Horizon Advisors, Inc. 1,447 25,000 0.00%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 1,632 28,000 0.00%
15 BANK OF MONTREAL /CAN/ 2,665 45,000 0.00%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,193 54,000 0.00%
17 AMERICAN INTERNATIONAL GROUP, INC. 3,290 56,127 0.00%
18 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,588 61,000 0.00%
19 Daiwa Securities Group Inc. 3,600 61,000 0.00%
20 Jefferies Group LLC 3,630 62,000 0.00%
21 US BANCORP \DE\ 3,834 66,000 0.00%
22 Walleye Trading LLC 3,978 68,000 0.00%
23 VICTORY CAPITAL MANAGEMENT INC 3,950 68,000 0.00%
24 Alpine Global Management, LLC 4,487 77,000 0.00%
25 BlackRock Japan Co. Ltd 4,900 84,000 0.00%
26 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 6,180 105,000 0.01%
27 CANADA LIFE ASSURANCE Co 6,520 111,000 0.01%
28 WESTPORT RESOURCES MANAGEMENT INC 6,915 118,000 0.01%
29 AMICA PENSION FUND BOARD OF TRUSTEES 7,698 131,000 0.01%
30 PINNACLE ASSOCIATES LTD 10,000 171,000 0.01%
31 AMICA MUTUAL INSURANCE CO 10,391 177,000 0.01%
32 PRINCIPAL FINANCIAL GROUP INC 10,605 181,000 0.01%
33 People's United Financial, Inc. 10,738 183,000 0.01%
34 Chevy Chase Trust Holdings, LLC 10,737 183,000 0.01%
35 METROPOLITAN LIFE INSURANCE CO/NY 11,804 201,000 0.01%
36 SG Americas Securities, LLC 12,112 207,000 0.01%
37 AMALGAMATED BANK 12,652 216,000 0.01%
38 BB&T SECURITIES, LLC 13,238 225,000 0.01%
39 CAPITAL MANAGEMENT CORP /VA 13,213 225,000 0.01%
40 Visium Asset Management, LP 13,200 225,000 0.01%
41 Mitsubishi UFJ Asset Management Co., Ltd. 14,100 241,000 0.01%
42 ROYAL BANK OF CANADA 14,469 246,000 0.01%
43 ENVESTNET ASSET MANAGEMENT INC 14,781 252,000 0.01%
44 HSBC HOLDINGS PLC 15,275 261,000 0.01%
45 BLACKROCK ADVISORS LLC 15,855 270,000 0.01%
46 LOEB PARTNERS CORP 16,000 273,000 0.01%
47 KBC Group NV 16,399 280,000 0.01%
48 NEW MEXICO EDUCATIONAL RETIREMENT BOARD 16,700 285,000 0.02%
49 RAY GERALD L & ASSOCIATES LTD 16,800 287,000 0.02%
50 PRICE T ROWE ASSOCIATES INC /MD/ 17,400 297,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.