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EMPIRE STATE
EMPIRE STATE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 158 Institutional holders with a total value of $1,951,556,524.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QUADRANT CAPITAL GROUP LLC 29 0 0.00%
2 THOMPSON DAVIS & CO., INC. 87 1,000 0.00%
3 Karp Capital Management Corp 200 3,000 0.00%
4 COLONY GROUP LLC 153 3,000 0.00%
5 Tradewinds Capital Management, LLC 206 4,000 0.00%
6 Creative Planning 245 4,000 0.00%
7 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 684 12,000 0.00%
8 WESTPORT RESOURCES MANAGEMENT INC 915 16,000 0.00%
9 BNP PARIBAS FINANCIAL MARKETS 996 16,962 0.00%
10 Amica Retiree Medical Trust 1,220 21,000 0.00%
11 GLENMEDE TRUST CO NA 1,301 22,000 0.00%
12 US BANCORP \DE\ 1,379 24,000 0.00%
13 First Horizon Advisors, Inc. 1,483 25,000 0.00%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,533 26,000 0.00%
15 Zurcher Kantonalbank (Zurich Cantonalbank) 2,063 35,000 0.00%
16 Tower Research Capital LLC (TRC) 3,123 53,000 0.00%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,193 54,000 0.00%
18 BANK OF MONTREAL /CAN/ 3,187 54,000 0.00%
19 VICTORY CAPITAL MANAGEMENT INC 3,214 55,000 0.00%
20 AMERICAN INTERNATIONAL GROUP, INC. 3,349 57,000 0.00%
21 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,550 60,000 0.00%
22 Daiwa Securities Group Inc. 3,600 61,000 0.00%
23 BlackRock Japan Co. Ltd 4,018 68,000 0.00%
24 Absolute Return Capital, LLC 5,002 85,000 0.00%
25 People's United Financial, Inc. 5,738 98,000 0.01%
26 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 6,180 105,000 0.01%
27 AMICA PENSION FUND BOARD OF TRUSTEES 7,698 131,000 0.01%
28 ROYAL BANK OF CANADA 9,368 159,000 0.01%
29 PINNACLE ASSOCIATES LTD 10,000 170,000 0.01%
30 Parametrica Management Ltd 10,319 176,000 0.01%
31 AMICA MUTUAL INSURANCE CO 10,391 177,000 0.01%
32 Rafferty Asset Management, LLC 10,577 180,000 0.01%
33 Chevy Chase Trust Holdings, LLC 10,737 183,000 0.01%
34 Neuberger Berman Group LLC 11,069 189,000 0.01%
35 METROPOLITAN LIFE INSURANCE CO/NY 11,367 194,000 0.01%
36 BB&T SECURITIES, LLC 11,435 194,000 0.01%
37 CANADA LIFE ASSURANCE Co 11,920 204,000 0.01%
38 BARCLAYS PLC 12,839 217,000 0.01%
39 AMALGAMATED BANK 12,822 218,000 0.01%
40 Gerstein Fisher 13,097 223,000 0.01%
41 Cipher Capital LP 13,168 224,000 0.01%
42 CAPITAL MANAGEMENT CORP /VA 13,213 225,000 0.01%
43 Mitsubishi UFJ Asset Management Co., Ltd. 14,100 240,000 0.01%
44 KBC Group NV 14,669 250,000 0.01%
45 HSBC HOLDINGS PLC 14,735 251,000 0.01%
46 GRANDFIELD & DODD, LLC 15,000 255,000 0.01%
47 LOEB PARTNERS CORP 16,000 272,000 0.01%
48 RAY GERALD L & ASSOCIATES LTD 16,800 286,000 0.01%
49 M&T BANK CORP 17,018 291,000 0.01%
50 ENVESTNET ASSET MANAGEMENT INC 17,545 299,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.