| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 398 | 2,000 | 0.00% | ||
| 2 | TCI Wealth Advisors, Inc. | 1,500 | 6,000 | 0.01% | ||
| 3 | CITIGROUP INC | 1,300 | 6,000 | 0.01% | Call | |
| 4 | TORONTO DOMINION BANK | 1,500 | 6,000 | 0.01% | Call | |
| 5 | JNBA Financial Advisors | 1,684 | 7,000 | 0.01% | ||
| 6 | ALLIANCEBERNSTEIN L.P. | 1,900 | 8,000 | 0.01% | ||
| 7 | AMERIPRISE FINANCIAL INC | 3,000 | 13,000 | 0.01% | ||
| 8 | BNP PARIBAS FINANCIAL MARKETS | 2,997 | 13,696 | 0.01% | ||
| 9 | Waverly Advisors, LLC | 3,300 | 14,000 | 0.01% | ||
| 10 | TORONTO DOMINION BANK | 4,500 | 19,000 | 0.02% | ||
| 11 | PEAK6 Group LLC | 4,700 | 20,000 | 0.02% | Put | |
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 5,000 | 22,000 | 0.02% | ||
| 13 | 1832 Asset Management L.P. | 6,000 | 26,000 | 0.03% | ||
| 14 | UBS AG | 6,527 | 28,000 | 0.03% | ||
| 15 | Quantbot Technologies LP | 6,500 | 28,000 | 0.03% | ||
| 16 | ROYAL BANK OF CANADA | 7,400 | 32,000 | 0.03% | Call | |
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 8,000 | 34,480 | 0.03% | ||
| 18 | SCHRODER INVESTMENT MANAGEMENT GROUP | 8,000 | 34,571 | 0.03% | ||
| 19 | DIMENSIONAL FUND ADVISORS LP | 8,447 | 36,000 | 0.04% | ||
| 20 | FLOW TRADERS U.S. LLC | 10,338 | 45,000 | 0.04% | ||
| 21 | BARCLAYS PLC | 11,200 | 45,000 | 0.04% | Put | |
| 22 | UBS AG | 11,100 | 48,000 | 0.05% | Call | |
| 23 | Zurcher Kantonalbank (Zurich Cantonalbank) | 15,200 | 51,000 | 0.05% | ||
| 24 | NOMURA HOLDINGS INC | 12,113 | 53,000 | 0.05% | ||
| 25 | PEAK6 Group LLC | 12,550 | 54,000 | 0.05% | ||
| 26 | Freedom Investment Management, Inc. | 12,641 | 54,000 | 0.05% | ||
| 27 | Walleye Trading LLC | 13,400 | 58,000 | 0.06% | Call | |
| 28 | ACADIAN ASSET MANAGEMENT LLC | 14,000 | 61,000 | 0.06% | ||
| 29 | LPL Financial LLC | 15,157 | 65,000 | 0.06% | ||
| 30 | Bank of New York Mellon Corp | 15,388 | 66,000 | 0.07% | ||
| 31 | Spot Trading L.L.C | 16,222 | 70,000 | 0.07% | ||
| 32 | Commonwealth Equity Services, Inc | 16,570 | 71,000 | 0.07% | ||
| 33 | CITIGROUP INC | 16,600 | 72,000 | 0.07% | ||
| 34 | PEAK6 Group LLC | 17,600 | 76,000 | 0.08% | Call | |
| 35 | CANADA LIFE ASSURANCE Co | 18,080 | 77,000 | 0.08% | ||
| 36 | PRELUDE CAPITAL MANAGEMENT, LLC | 18,764 | 81,000 | 0.08% | ||
| 37 | CIBC WORLD MARKET INC. | 19,500 | 84,000 | 0.08% | ||
| 38 | BARCLAYS PLC | 23,006 | 92,000 | 0.09% | ||
| 39 | SHELL ASSET MANAGEMENT CO | 20,343 | 97,000 | 0.10% | ||
| 40 | SAC Capital Advisors LP | 24,436 | 105,000 | 0.10% | ||
| 41 | Spot Trading L.L.C | 24,900 | 107,000 | 0.11% | Put | |
| 42 | Virtu KCG Holdings LLC | 26,581 | 115,000 | 0.11% | ||
| 43 | BANK OF MONTREAL /CAN/ | 27,000 | 116,000 | 0.11% | Call | |
| 44 | Tower Research Capital LLC (TRC) | 26,974 | 116,000 | 0.11% | ||
| 45 | Creative Planning | 27,900 | 120,000 | 0.12% | ||
| 46 | BANK OF MONTREAL /CAN/ | 29,986 | 129,000 | 0.13% | ||
| 47 | BANK OF NOVA SCOTIA | 30,200 | 130,000 | 0.13% | ||
| 48 | BARCLAYS PLC | 33,200 | 133,000 | 0.13% | Call | |
| 49 | KMS FINANCIAL SERVICES, INC | 33,000 | 142,000 | 0.14% | ||
| 50 | WELLS FARGO & COMPANY/MN | 34,826 | 149,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
