| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | IHT WEALTH MANAGEMENT, LLC | 20 | 4,000 | 0.00% | ||
| 302 | Gradient Investments LLC | 91 | 4,000 | 0.00% | ||
| 303 | TCI Wealth Advisors, Inc. | 91 | 4,000 | 0.00% | ||
| 304 | BRONFMAN E.L. ROTHSCHILD, L.P. | 65 | 3,000 | 0.00% | ||
| 305 | Weaver C. Barksdale & Associates, Inc. | 68 | 3,000 | 0.00% | ||
| 306 | BANCO ITAU HOLDING FINANCEIRA S A | 70 | 3,000 | 0.00% | ||
| 307 | Winfield Associates, Inc. | 60 | 3,000 | 0.00% | ||
| 308 | Winslow, Evans & Crocker, Inc. | 44 | 2,172 | 0.00% | ||
| 309 | ASSETMARK, INC | 50 | 2,000 | 0.00% | ||
| 310 | Hudock, Inc. | 46 | 2,000 | 0.00% | ||
| 311 | Advisory Services Network, LLC | 46 | 2,000 | 0.00% | ||
| 312 | DEUTSCHE BANK AG\ | 25 | 1,000 | 0.00% | Put | |
| 313 | ENTERPRISE FINANCIAL SERVICES CORP | 24 | 1,000 | 0.00% | ||
| 314 | Baystate Wealth Management LLC | 10 | 1,000 | 0.00% | ||
| 315 | PROFICIO CAPITAL PARTNERS LLC | 3 | 0 | 0.00% | ||
| 316 | QUADRANT CAPITAL GROUP LLC | 38 | 0 | 0.00% | ||
| 317 | WELLS FARGO & COMPANY/MN | 15,000 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.