| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 222 | 0 | 0.00% | ||
| 2 | FIRST MANHATTAN CO. LLC. | 500 | 0 | 0.00% | ||
| 3 | U S GLOBAL INVESTORS INC | 200 | 0 | 0.00% | ||
| 4 | BANK OF MONTREAL /CAN/ | 200 | 0 | 0.00% | ||
| 5 | BARCLAYS PLC | 100 | 0 | 0.00% | Call | |
| 6 | CUTLER GROUP LLC / CA | 800 | 0 | 0.00% | Call | |
| 7 | GOLDMAN SACHS GROUP INC | 200 | 0 | 0.00% | Call | |
| 8 | NEXT Financial Group, Inc | 100 | 0 | 0.00% | ||
| 9 | Stratos Wealth Partners, LTD. | 200 | 0 | 0.00% | Call | |
| 10 | EXANE DERIVATIVES | 41 | 80 | 0.00% | ||
| 11 | GUPTA WEALTH MANAGEMENT LLC | 312 | 1,000 | 0.01% | ||
| 12 | ADIRONDACK TRUST CO | 500 | 1,000 | 0.01% | ||
| 13 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,271 | 2,000 | 0.02% | ||
| 14 | FIFTH THIRD BANCORP | 1,150 | 2,000 | 0.02% | ||
| 15 | US BANCORP \DE\ | 1,250 | 2,000 | 0.02% | ||
| 16 | BARCLAYS PLC | 2,100 | 2,000 | 0.02% | Put | |
| 17 | Parkside Financial Bank & Trust | 971 | 2,000 | 0.02% | ||
| 18 | Barnett & Company, Inc. | 1,000 | 2,000 | 0.02% | ||
| 19 | MSI Financial Services Inc | 1,050 | 2,000 | 0.02% | ||
| 20 | GOLDMAN SACHS GROUP INC | 1,800 | 3,000 | 0.03% | Put | |
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 1,892 | 3,000 | 0.03% | ||
| 22 | CITIGROUP INC | 2,500 | 5,000 | 0.05% | Put | |
| 23 | WFG Advisors, LP | 5,500 | 11,000 | 0.11% | ||
| 24 | IFP ADVISORS, INC | 7,636 | 15,000 | 0.15% | ||
| 25 | JPMORGAN CHASE & CO | 9,004 | 17,000 | 0.17% | ||
| 26 | ROYAL BANK OF CANADA | 9,300 | 18,000 | 0.18% | ||
| 27 | Texas Yale Capital Corp. | 10,000 | 19,000 | 0.19% | ||
| 28 | Airain ltd | 10,090 | 20,000 | 0.20% | ||
| 29 | REGIONS FINANCIAL CORP | 10,740 | 21,000 | 0.21% | PRN | |
| 30 | Chicago Partners Investment Group LLC | 10,696 | 21,000 | 0.21% | ||
| 31 | SIMPLEX TRADING, LLC | 11,403 | 22,000 | 0.22% | ||
| 32 | Hilton Capital Management, LLC | 13,500 | 26,000 | 0.26% | SH | |
| 33 | BROOKFIELD Corp /ON/ | 16,011 | 31,000 | 0.31% | ||
| 34 | UBS Group AG | 16,887 | 33,000 | 0.33% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 20,551 | 40,000 | 0.40% | ||
| 36 | Stratos Wealth Partners, LTD. | 21,058 | 41,000 | 0.41% | ||
| 37 | DEUTSCHE BANK AG\ | 23,577 | 45,000 | 0.45% | ||
| 38 | LPL Financial LLC | 24,590 | 45,000 | 0.45% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,084 | 45,000 | 0.45% | ||
| 40 | BEACON TRUST CO | 23,000 | 45,000 | 0.45% | ||
| 41 | GEODE CAPITAL MANAGEMENT, LLC | 26,882 | 51,000 | 0.51% | ||
| 42 | OPPENHEIMER & CO INC | 28,549 | 55,000 | 0.55% | ||
| 43 | Spot Trading L.L.C | 30,964 | 60,000 | 0.60% | ||
| 44 | BARCLAYS PLC | 65,277 | 65,000 | 0.65% | ||
| 45 | Creative Planning | 33,790 | 66,000 | 0.66% | ||
| 46 | WELLS FARGO & COMPANY/MN | 35,133 | 67,000 | 0.67% | ||
| 47 | STATE STREET CORP | 35,575 | 69,000 | 0.69% | ||
| 48 | Blackstone Inc. | 41,663 | 81,000 | 0.81% | ||
| 49 | Spot Trading L.L.C | 42,000 | 81,000 | 0.81% | Put | |
| 50 | Fiduciary Trust Co International of Pennsylvania | 43,500 | 84,000 | 0.84% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
