| 1 |
Focused Wealth Management, Inc |
303 |
0 |
0.00% |
|
|
| 2 |
CUTLER GROUP LLC / CA |
200 |
0 |
0.00% |
Call |
|
| 3 |
MSI Financial Services Inc |
310 |
0 |
0.00% |
|
|
| 4 |
Oakworth Capital, Inc. |
135 |
0 |
0.00% |
|
|
| 5 |
BARCLAYS PLC |
1,100 |
1,000 |
0.00% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
500 |
1,000 |
0.00% |
Call |
|
| 7 |
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ |
1,000 |
1,000 |
0.00% |
|
|
| 8 |
U S GLOBAL INVESTORS INC |
1,000 |
1,000 |
0.00% |
|
|
| 9 |
PRENTISS SMITH & CO INC |
1,500 |
2,000 |
0.00% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
500 |
2,000 |
0.00% |
Put |
|
| 11 |
BANK OF MONTREAL /CAN/ |
1,793 |
2,000 |
0.00% |
|
|
| 12 |
IFP ADVISORS, INC |
2,217 |
3,000 |
0.00% |
|
|
| 13 |
CAPITAL GUARDIAN TRUST CO |
2,500 |
3,000 |
0.00% |
|
|
| 14 |
Tower Research Capital LLC (TRC) |
2,376 |
3,000 |
0.00% |
|
|
| 15 |
THOMPSON DAVIS & CO., INC. |
3,000 |
4,000 |
0.00% |
|
|
| 16 |
BlackRock Finance, Inc. |
3,594 |
4,000 |
0.00% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
4,800 |
5,000 |
0.00% |
Put |
|
| 18 |
DEUTSCHE BANK AG\ |
4,800 |
5,000 |
0.00% |
Call |
|
| 19 |
JPMORGAN CHASE & CO |
3,950 |
5,000 |
0.00% |
|
|
| 20 |
GLENMEDE TRUST CO NA |
5,105 |
6,000 |
0.00% |
|
|
| 21 |
CANADA PENSION PLAN INVESTMENT BOARD |
6,700 |
8,000 |
0.00% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,000 |
9,000 |
0.00% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
7,889 |
10,000 |
0.00% |
|
|
| 24 |
BARCLAYS PLC |
10,400 |
10,000 |
0.00% |
Put |
|
| 25 |
KRILOGY FINANCIAL LLC |
7,818 |
10,000 |
0.00% |
|
|
| 26 |
Cetera Advisor Networks LLC |
10,000 |
12,000 |
0.00% |
|
|
| 27 |
HighTower Advisors, LLC |
10,000 |
12,000 |
0.00% |
|
|
| 28 |
LOEB PARTNERS CORP |
10,000 |
12,000 |
0.00% |
|
|
| 29 |
Neuberger Berman Group LLC |
10,693 |
13,000 |
0.01% |
|
|
| 30 |
CUTLER GROUP LLC / CA |
5,000 |
13,000 |
0.01% |
Put |
|
| 31 |
BRAVE ASSET MANAGEMENT INC |
11,000 |
14,000 |
0.01% |
|
|
| 32 |
Nuveen Asset Management, LLC |
11,225 |
14,000 |
0.01% |
|
|
| 33 |
BAIRD FINANCIAL GROUP, INC. |
11,573 |
14,000 |
0.01% |
|
|
| 34 |
Investors Capital Advisory Services |
11,331 |
14,000 |
0.01% |
|
|
| 35 |
Palo Capital, Inc. |
11,500 |
14,000 |
0.01% |
|
SH |
| 36 |
HM Capital Management, LLC |
12,000 |
16,000 |
0.01% |
|
|
| 37 |
Cutter & CO Brokerage, Inc. |
12,702 |
16,000 |
0.01% |
|
|
| 38 |
ROYAL BANK OF CANADA |
14,680 |
18,000 |
0.01% |
|
|
| 39 |
PRUDENTIAL FINANCIAL INC |
14,165 |
18,000 |
0.01% |
|
|
| 40 |
Ameritas Investment Partners, Inc. |
14,704 |
18,000 |
0.01% |
|
|
| 41 |
Moors & Cabot, Inc. |
14,909 |
18,000 |
0.01% |
|
|
| 42 |
STEVENS CAPITAL MANAGEMENT LP |
15,567 |
19,000 |
0.01% |
|
|
| 43 |
AMALGAMATED BANK |
15,232 |
19,000 |
0.01% |
|
|
| 44 |
TEACHER RETIREMENT SYSTEM OF TEXAS |
15,082 |
19,000 |
0.01% |
|
|
| 45 |
Spot Trading L.L.C |
16,300 |
20,000 |
0.01% |
Put |
|
| 46 |
AMERIPRISE FINANCIAL INC |
18,675 |
23,000 |
0.01% |
|
|
| 47 |
NOMURA HOLDINGS INC |
19,463 |
24,000 |
0.01% |
|
|
| 48 |
SPECTRUM ADVISORY SERVICES INC |
19,200 |
24,000 |
0.01% |
|
|
| 49 |
Mariner, LLC |
20,000 |
25,000 |
0.01% |
|
|
| 50 |
Legal & General Group Plc |
23,023 |
28,000 |
0.01% |
|
|
