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FIDUS INVT CORPORATION
FIDUS INVT CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 72 Institutional holders with a total value of $127,453,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Muzinich & Co., Inc. 1,013,739 17,051,000 13.38%
2 RAYMOND JAMES & ASSOCIATES 973,555 16,375,000 12.85%
3 UBS Group AG 595,566 10,017,000 7.86%
4 Raymond James Financial Services Advisors, Inc. 475,794 8,003,000 6.28%
5 Advisors Asset Management, Inc. 434,316 7,305,000 5.73%
6 NOVARE CAPITAL MANAGEMENT LLC 330,819 5,564,000 4.37%
7 ARES MANAGEMENT LLC 321,613 5,409,000 4.24%
8 West Family Investments, Inc. 300,811 4,860,000 3.81%
9 ADVISORY RESEARCH INC 271,943 4,574,000 3.59%
10 Sumitomo Mitsui DS Asset Management Company, Ltd 260,347 4,379,000 3.44%
11 StepStone Group LP 260,105 4,374,000 3.43%
12 Yorktown Management & Research Co Inc 240,000 4,037,000 3.17%
13 Opus Capital Group, LLC 223,845 3,765,000 2.95%
14 VAN ECK ASSOCIATES CORP 183,155 3,081,000 2.42%
15 BB&T SECURITIES, LLC 177,874 2,992,000 2.35%
16 BUCKHEAD CAPITAL MANAGEMENT LLC 159,865 2,689,000 2.11%
17 BlackRock Finance, Inc. 150,455 2,531,000 1.99%
18 TWO SIGMA ADVISERS, LP 121,436 2,043,000 1.60%
19 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 107,000 1,800,000 1.41%
20 MCKINLEY CAPITAL MANAGEMENT LLC 84,117 1,415,000 1.11%
21 MORGAN STANLEY 84,018 1,413,000 1.11%
22 GUGGENHEIM CAPITAL LLC 78,492 1,320,000 1.04%
23 TWO SIGMA INVESTMENTS, LP 64,541 1,086,000 0.85%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,100 1,078,000 0.85% Call
25 Ativo Capital Management LLC 59,016 993,000 0.78%
26 NUVEEN ASSET MANAGEMENT INC. 51,199 859,000 0.67%
27 SALEM INVESTMENT COUNSELORS INC 43,000 723,000 0.57%
28 OPTIMUM INVESTMENT ADVISORS 40,482 681,000 0.53%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,531 547,000 0.43%
30 MACKENZIE FINANCIAL CORP 31,381 528,000 0.41%
31 OPPENHEIMER & CO INC 27,541 463,000 0.36%
32 RAYMOND JAMES TRUST N.A. 26,689 449,000 0.35%
33 Moors & Cabot, Inc. 20,800 349,000 0.27%
34 SALZHAUER MICHAEL 20,600 346,000 0.27%
35 First Allied Advisory Services, Inc. 19,155 323,000 0.25%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,790 266,000 0.21%
37 Bison Wealth, LLC 15,185 255,000 0.20%
38 Commonwealth Equity Services, Inc 14,827 249,000 0.20%
39 TWO SIGMA SECURITIES, LLC 13,367 225,000 0.18%
40 Bragg Financial Advisors, Inc 13,011 219,000 0.17%
41 Kingfisher Capital LLC 13,011 219,000 0.17%
42 WOLVERINE TRADING LP /BD 12,000 203,000 0.16% Call
43 BROWN BROTHERS HARRIMAN & CO 11,828 199,000 0.16%
44 CAMG SOLAMERE MANAGEMENT, LLC 11,732 197,000 0.15%
45 STIFEL FINANCIAL CORP 11,600 196,000 0.15%
46 CRESCENT GROVE ADVISORS, LLC 11,277 190,000 0.15%
47 BAIRD FINANCIAL GROUP, INC. 11,103 187,000 0.15%
48 CIBC WORLD MARKET INC. 10,542 177,000 0.14%
49 MML INVESTORS SERVICES, INC. 10,030 169,000 0.13%
50 ROYAL BANK OF CANADA 9,618 162,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.