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FIDUS INVT CORPORATION
FIDUS INVT CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 72 Institutional holders with a total value of $127,453,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 US BANCORP \DE\ 8,200 138,000 0.11%
52 MOSAIC FAMILY WEALTH, LLC 7,177 121,000 0.09%
53 D.A. DAVIDSON & CO. 6,615 111,000 0.09%
54 Carroll Financial Associates, Inc. 5,960 100,000 0.08%
55 ADVISOR GROUP, INC. 3,756 63,000 0.05%
56 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,443 57,000 0.04%
57 WELLS FARGO & COMPANY/MN 3,252 54,000 0.04%
58 CLEARSTEAD TRUST, LLC 3,025 51,000 0.04%
59 CITIGROUP INC 2,500 42,000 0.03%
60 DEUTSCHE BANK AG\ 2,400 40,000 0.03%
61 BANK OF AMERICA CORP /DE/ 1,600 27,000 0.02%
62 Baystate Wealth Management LLC 1,500 25,000 0.02%
63 PANAGORA ASSET MANAGEMENT INC 1,380 23,000 0.02%
64 BARCLAYS PLC 1,000 17,000 0.01%
65 STERLING INVESTMENT ADVISORS, LTD. 1,000 17,000 0.01%
66 MANUFACTURERS LIFE INSURANCE COMPANY, THE 588 10,000 0.01%
67 Creative Planning 400 7,000 0.01%
68 PENSERRA CAPITAL MANAGEMENT LLC 345 5,000 0.00%
69 HOWE & RUSLING INC 150 3,000 0.00%
70 BRONFMAN E.L. ROTHSCHILD, L.P. 186 3,000 0.00%
71 SIMPLEX TRADING, LLC 200 3,000 0.00%
72 ACROSPIRE INVESTMENT MANAGEMENT LLC 61 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.