| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% | ||
| 2 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% | ||
| 3 | Wellesley Asset Management | 3,533 | 3,978 | 0.00% | PRN | |
| 4 | Creative Planning | 7,000 | 8,000 | 0.00% | PRN | |
| 5 | ROYAL BANK OF CANADA | 9,000 | 10,000 | 0.00% | PRN | |
| 6 | Raymond James Financial Services Advisors, Inc. | 13,000 | 15,000 | 0.00% | PRN | |
| 7 | CITIGROUP INC | 18,000 | 20,000 | 0.01% | PRN | |
| 8 | AMERIPRISE FINANCIAL INC | 20,000 | 22,000 | 0.01% | PRN | |
| 9 | Brown Advisory Securities, LLC | 26,000 | 28,000 | 0.01% | PRN | |
| 10 | D.A. DAVIDSON & CO. | 29,000 | 32,000 | 0.01% | ||
| 11 | MIZUHO SECURITIES USA LLC | 64,000 | 72,000 | 0.02% | ||
| 12 | AGF INVESTMENTS INC. | 70,000 | 79,000 | 0.02% | PRN | |
| 13 | BlackRock Fund Advisors | 75,000 | 84,000 | 0.02% | PRN | |
| 14 | Lombard Odier Asset Management (Europe) Ltd | 200,000 | 222,000 | 0.06% | PRN | |
| 15 | Jefferies Group LLC | 200,000 | 224,000 | 0.06% | PRN | |
| 16 | DEUTSCHE BANK AG\ | 469,000 | 524,000 | 0.14% | Put | PRN |
| 17 | Penn Capital Management Company, LLC | 496,000 | 555,000 | 0.15% | PRN | |
| 18 | AMUNDI ASSET MANAGEMENT US, INC. | 813,000 | 909,000 | 0.24% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 846,000 | 945,000 | 0.25% | PRN | |
| 20 | BlackRock Group LTD | 869,000 | 971,000 | 0.25% | PRN | |
| 21 | Calamos Wealth Management LLC | 933,000 | 1,044,000 | 0.27% | PRN | |
| 22 | Verition Fund Management LLC | 1,000,000 | 1,122,000 | 0.29% | PRN | |
| 23 | CONNING INC. | 1,050,000 | 1,177,000 | 0.31% | PRN | |
| 24 | IRON Financial LLC | 1,390,000 | 1,569,000 | 0.41% | ||
| 25 | BlackRock Finance, Inc. | 1,821,000 | 2,036,000 | 0.53% | PRN | |
| 26 | BARCLAYS PLC | 2,126,000 | 2,360,000 | 0.62% | PRN | |
| 27 | Clearbridge Investments, LLC | 3,100,000 | 3,443,000 | 0.90% | PRN | |
| 28 | WELLS FARGO & COMPANY/MN | 3,104,000 | 3,470,000 | 0.91% | PRN | |
| 29 | Ferox Capital Management LP | 3,606,000 | 4,020,000 | 1.05% | PRN | |
| 30 | Invesco Ltd. | 3,720,000 | 4,159,000 | 1.09% | PRN | |
| 31 | CAMDEN ASSET MANAGEMENT L P /CA | 4,070,000 | 4,551,000 | 1.19% | PRN | |
| 32 | Freedom Investment Management, Inc. | 7,088,639 | 4,820,000 | 1.26% | ||
| 33 | SILVERBACK ASSET MANAGEMENT LLC | 4,500,000 | 5,012,000 | 1.31% | PRN | |
| 34 | SSI INVESTMENT MANAGEMENT LLC | 4,760,000 | 5,292,000 | 1.39% | PRN | |
| 35 | THRIVENT FINANCIAL FOR LUTHERANS | 5,000,000 | 5,575,000 | 1.46% | ||
| 36 | AQR ARBITRAGE LLC | 5,564,000 | 6,242,000 | 1.64% | PRN | |
| 37 | BNP PARIBAS FINANCIAL MARKETS | 6,000,000 | 6,700,755 | 1.76% | ||
| 38 | Achievement Holdings L.P. | 809,524 | 7,610,000 | 2.00% | ||
| 39 | Carlson Capital, L.P. | 6,909,000 | 7,719,000 | 2.02% | PRN | |
| 40 | MORGAN STANLEY | 7,471,000 | 8,330,000 | 2.18% | PRN | |
| 41 | RWC Asset Management LLP | 8,200,000 | 9,109,000 | 2.39% | PRN | |
| 42 | ADVENT CAPITAL MANAGEMENT /DE/ | 8,805,000 | 9,829,000 | 2.58% | PRN | |
| 43 | ARROWGRASS CAPITAL PARTNERS (US) LP | 11,000 | 9,848,000 | 2.58% | PRN | |
| 44 | BANK OF AMERICA CORP /DE/ | 9,503,000 | 10,556,000 | 2.77% | PRN | |
| 45 | JPMORGAN CHASE & CO | 10,784,000 | 11,979,000 | 3.14% | PRN | |
| 46 | PUTNAM INVESTMENTS LLC | 13,613,000 | 15,221,000 | 3.99% | ||
| 47 | D. E. Shaw & Co., Inc. | 16,600,000 | 18,537,000 | 4.86% | PRN | |
| 48 | MACKAY SHIELDS LLC | 19,192,000 | 21,511,000 | 5.64% | PRN | |
| 49 | FMR LLC | 27,012,000 | 30,203,000 | 7.92% | PRN | |
| 50 | ANGELO GORDON & CO., L.P. | 28,238,000 | 31,574,000 | 8.28% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
