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FIFTH STREET FINANCE CORP
FIFTH STREET FINANCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 162 Institutional holders with a total value of $439,421,184.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CAPITAL GUARDIAN TRUST CO 19,860 195,000 0.04%
52 B. Riley Wealth Management, Inc. 20,420 200,000 0.05%
53 Private Advisor Group, LLC 21,395 210,000 0.05%
54 Neuberger Berman Group LLC 22,000 216,000 0.05%
55 Private Wealth Partners, LLC 22,500 221,000 0.05%
56 RAYMOND JAMES TRUST N.A. 23,071 227,000 0.05%
57 Cetera Advisors LLC 24,155 237,000 0.05%
58 Northeast Financial Consultants Inc 25,900 254,000 0.06%
59 Airain ltd 27,505 270,000 0.06%
60 Nationwide Fund Advisors 27,603 271,000 0.06%
61 Winslow, Evans & Crocker, Inc. 27,692 272,212 0.06%
62 InterOcean Capital, LLC 27,800 273,000 0.06%
63 Jefferies Group LLC 28,677 281,000 0.06%
64 PINNACLE ASSOCIATES LTD 28,781 283,000 0.06%
65 Commonwealth Equity Services, Inc 29,768 293,000 0.07%
66 NEW SOUTH CAPITAL MANAGEMENT INC 35,145 345,000 0.08%
67 STIFEL FINANCIAL CORP 35,500 349,000 0.08%
68 DEAN INVESTMENT ASSOCIATES, LLC 38,599 379,000 0.09%
69 LPL Financial LLC 38,629 380,000 0.09%
70 PEAK6 Group LLC 38,900 382,000 0.09% Call
71 MACQUARIE GROUP LTD 39,781 391,000 0.09%
72 MARSHALL WACE, LLP 40,000 393,000 0.09%
73 Sumitomo Mitsui DS Asset Management Company, Ltd 40,826 401,000 0.09%
74 ADVISORY RESEARCH INC 40,826 401,000 0.09%
75 Virtu KCG Holdings LLC 41,824 411,000 0.09%
76 AMERIPRISE FINANCIAL INC 42,959 422,000 0.10%
77 NATIONAL PLANNING CORP 42,962 422,000 0.10%
78 Peregrine Asset Advisers, Inc. 45,500 447,000 0.10%
79 Brown Advisory Securities, LLC 47,752 471,000 0.11%
80 MCGLINN CAPITAL MANAGEMENT INC 48,000 472,000 0.11%
81 SOROS FUND MANAGEMENT LLC 48,300 475,000 0.11%
82 MUFG Securities EMEA plc 50,100 492,483 0.11%
83 MILLER VALUE PARTNERS, LLC 50,100 493,000 0.11%
84 MOODY NATIONAL BANK TRUST DIVISION 52,265 514,000 0.12%
85 Aperio Group, LLC 54,636 537,000 0.12%
86 Allen Investment Management, LLC 56,319 554,000 0.13%
87 IMA Advisory Services, Inc. 56,800 558,000 0.13%
88 OPTIMUM INVESTMENT ADVISORS 61,748 607,000 0.14%
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,300 612,000 0.14% Put
90 Dynamic Technology Lab Private Ltd 65,504 644,000 0.15%
91 Cambridge Investment Research Advisors, Inc. 68,383 672,000 0.15%
92 NOMURA HOLDINGS INC 69,490 683,000 0.16%
93 Bedell Frazier Investment Counselling, LLC 71,525 703,000 0.16%
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,500 713,000 0.16% Call
95 Old West Investment Management, LLC 75,000 737,000 0.17%
96 AMERICAN INTERNATIONAL GROUP, INC. 76,258 749,612 0.17%
97 Bank of New York Mellon Corp 78,928 776,000 0.18%
98 GSA CAPITAL PARTNERS LLP 82,470 811,000 0.18%
99 CORRADO ADVISORS, LLC 88,519 870,000 0.20%
100 Partners Group Holding AG 88,800 873,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.