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FIFTH STREET FINANCE CORP
FIFTH STREET FINANCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 132 Institutional holders with a total value of $223,817,607.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BENJAMIN F. EDWARDS & COMPANY, INC. 60 0 0.00%
2 Winfield Associates, Inc. 0 0 0.00%
3 CUTLER GROUP LLC / CA 1,200 0 0.00% Put
4 GLENMEDE TRUST CO NA 153 0 0.00%
5 WHITTIER TRUST CO 229 1,000 0.00%
6 Winch Advisory Services, LLC 303 1,000 0.00%
7 PROFICIO CAPITAL PARTNERS LLC 115 1,000 0.00%
8 North Star Investment Management Corp. 500 2,000 0.00%
9 Portfolio Strategies Inc 400 2,000 0.00%
10 Hudock, Inc. 850 4,000 0.00%
11 DELTA ASSET MANAGEMENT LLC/TN 1,000 5,000 0.00%
12 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,000 5,000 0.00%
13 Advisory Services Network, LLC 1,150 6,000 0.00%
14 Quantbot Technologies LP 1,866 9,000 0.00%
15 PENSERRA CAPITAL MANAGEMENT LLC 1,947 9,000 0.00%
16 FOUNDERS CAPITAL MANAGEMENT 2,000 10,000 0.00%
17 PRENTISS SMITH & CO INC 2,000 10,000 0.00%
18 Archford Capital Strategies, LLC 1,247 12,000 0.01%
19 SEI INVESTMENTS CO 3,685 18,000 0.01%
20 US BANCORP \DE\ 4,000 19,000 0.01%
21 SIMPLEX TRADING, LLC 4,959 24,000 0.01%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,168 25,000 0.01%
23 IFP ADVISORS, INC 9,265 45,000 0.02%
24 Wilmington Savings Fund Society, FSB 10,000 49,000 0.02%
25 Tower Research Capital LLC (TRC) 11,451 56,000 0.03%
26 First Allied Advisory Services, Inc. 11,434 57,000 0.03%
27 CITADEL ADVISORS LLC 12,200 59,000 0.03% Put
28 Commonwealth Equity Services, Inc 12,627 61,000 0.03%
29 Raymond James Financial Services Advisors, Inc. 12,920 63,000 0.03%
30 VIRGINIA RETIREMENT SYSTEMS ET Al 13,233 64,000 0.03%
31 CETERA INVESTMENT ADVISERS 13,270 66,000 0.03%
32 Cetera Advisors LLC 13,270 66,000 0.03%
33 Squarepoint Ops LLC 13,700 67,000 0.03%
34 CONNABLE OFFICE INC 14,255 69,000 0.03%
35 JANE STREET GROUP, LLC 14,557 71,000 0.03%
36 BlueCrest Capital Management Ltd 15,061 73,000 0.03%
37 CUTLER GROUP LLC / CA 16,800 81,000 0.04%
38 LIDO ADVISORS, LLC 17,328 84,000 0.04%
39 Cambridge Investment Research Advisors, Inc. 17,704 86,000 0.04%
40 EAGLE GLOBAL ADVISORS LLC 20,190 98,000 0.04%
41 Global X Management CO LLC 21,651 105,000 0.05%
42 Creative Planning 22,868 111,000 0.05%
43 Brown Advisory Securities, LLC 24,700 119,000 0.05%
44 Radcliffe Capital Management, L.P. 25,400 123,000 0.05%
45 GOLDMAN SACHS GROUP INC 27,919 136,000 0.06%
46 Sequoia Financial Advisors, LLC 28,198 137,000 0.06%
47 FOUNDERS FINANCIAL SECURITIES LLC 28,567 139,000 0.06%
48 WOLVERINE TRADING LP /BD 30,100 140,000 0.06% Put
49 Horizon Investments, LLC 29,174 142,000 0.06%
50 GROUP ONE TRADING LLC 29,575 144,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.