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FIFTH STREET FINANCE CORP
FIFTH STREET FINANCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 132 Institutional holders with a total value of $223,817,607.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CETERA INVESTMENT ADVISERS 13,270 66,000 0.03%
102 Cetera Advisors LLC 13,270 66,000 0.03%
103 VIRGINIA RETIREMENT SYSTEMS ET Al 13,233 64,000 0.03%
104 Raymond James Financial Services Advisors, Inc. 12,920 63,000 0.03%
105 Commonwealth Equity Services, Inc 12,627 61,000 0.03%
106 CITADEL ADVISORS LLC 12,200 59,000 0.03% Put
107 First Allied Advisory Services, Inc. 11,434 57,000 0.03%
108 Tower Research Capital LLC (TRC) 11,451 56,000 0.03%
109 Wilmington Savings Fund Society, FSB 10,000 49,000 0.02%
110 IFP ADVISORS, INC 9,265 45,000 0.02%
111 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,168 25,000 0.01%
112 SIMPLEX TRADING, LLC 4,959 24,000 0.01%
113 US BANCORP \DE\ 4,000 19,000 0.01%
114 SEI INVESTMENTS CO 3,685 18,000 0.01%
115 Archford Capital Strategies, LLC 1,247 12,000 0.01%
116 PRENTISS SMITH & CO INC 2,000 10,000 0.00%
117 FOUNDERS CAPITAL MANAGEMENT 2,000 10,000 0.00%
118 Quantbot Technologies LP 1,866 9,000 0.00%
119 PENSERRA CAPITAL MANAGEMENT LLC 1,947 9,000 0.00%
120 Advisory Services Network, LLC 1,150 6,000 0.00%
121 DELTA ASSET MANAGEMENT LLC/TN 1,000 5,000 0.00%
122 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,000 5,000 0.00%
123 Hudock, Inc. 850 4,000 0.00%
124 North Star Investment Management Corp. 500 2,000 0.00%
125 Portfolio Strategies Inc 400 2,000 0.00%
126 PROFICIO CAPITAL PARTNERS LLC 115 1,000 0.00%
127 Winch Advisory Services, LLC 303 1,000 0.00%
128 WHITTIER TRUST CO 229 1,000 0.00%
129 Winfield Associates, Inc. 0 0 0.00%
130 GLENMEDE TRUST CO NA 153 0 0.00%
131 CUTLER GROUP LLC / CA 1,200 0 0.00% Put
132 BENJAMIN F. EDWARDS & COMPANY, INC. 60 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.