| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,680,404 | 19,577,000 | 33.97% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 1,050,081 | 12,233,000 | 21.23% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,086 | 4,649,000 | 8.07% | ||
| 4 | Invesco Ltd. | 257,046 | 2,995,000 | 5.20% | ||
| 5 | MORGAN STANLEY | 158,332 | 1,845,000 | 3.20% | ||
| 6 | ROYAL BANK OF CANADA | 157,318 | 1,833,000 | 3.18% | ||
| 7 | COHEN & STEERS, INC. | 154,738 | 1,803,000 | 3.13% | ||
| 8 | WEDBUSH SECURITIES INC | 140,936 | 1,642,000 | 2.85% | ||
| 9 | Advisors Asset Management, Inc. | 110,656 | 1,289,000 | 2.24% | ||
| 10 | Oxbow Advisors, LLC | 92,130 | 1,073,000 | 1.86% | ||
| 11 | Shaker Financial Services, LLC | 84,919 | 989,000 | 1.72% | ||
| 12 | CAVALIER INVESTMENTS, LLC | 84,037 | 979,000 | 1.70% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 59,177 | 690,000 | 1.20% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 58,000 | 676,000 | 1.17% | ||
| 15 | WELLS FARGO & COMPANY/MN | 57,449 | 669,000 | 1.16% | ||
| 16 | Curi Capital, LLC | 46,887 | 546,000 | 0.95% | ||
| 17 | Capital Investment Advisors, LLC | 41,201 | 480,000 | 0.83% | ||
| 18 | ADVISOR GROUP, INC. | 40,223 | 469,000 | 0.81% | ||
| 19 | NAPLES GLOBAL ADVISORS, LLC | 37,465 | 436,000 | 0.76% | ||
| 20 | UBS Group AG | 31,573 | 368,000 | 0.64% | ||
| 21 | URSA FUND MANAGEMENT, LLC | 22,079 | 257,000 | 0.45% | ||
| 22 | NWAM LLC | 20,865 | 243,000 | 0.42% | ||
| 23 | CSS LLC/IL | 19,966 | 233,000 | 0.40% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 19,232 | 224,000 | 0.39% | ||
| 25 | ALLEGIS INVESTMENT ADVISORS, LLC | 18,911 | 220,000 | 0.38% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 16,564 | 192,000 | 0.33% | ||
| 27 | Saba Capital Management, L.P. | 16,112 | 188,000 | 0.33% | ||
| 28 | HM PAYSON & CO | 15,000 | 175,000 | 0.30% | ||
| 29 | CLOUGH CAPITAL PARTNERS L P | 13,838 | 161,000 | 0.28% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 13,781 | 161,000 | 0.28% | ||
| 31 | STIFEL FINANCIAL CORP | 11,316 | 132,000 | 0.23% | ||
| 32 | DOLIVER ADVISORS, LP | 10,813 | 126,000 | 0.22% | ||
| 33 | IFP ADVISORS, INC | 3,970 | 46,000 | 0.08% | ||
| 34 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 2,000 | 23,000 | 0.04% | ||
| 35 | Creative Planning | 1,007 | 12,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
