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FIRST TR DJS MICROCAP INDEX
FIRST TR DJS MICROCAP INDEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 31 Institutional holders with a total value of $16,382,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ATWOOD & PALMER INC 60 2,000 0.01%
3 DUBUQUE BANK & TRUST CO 100 3,000 0.02%
4 CITIGROUP INC 133 4,000 0.02%
5 MSI Financial Services Inc 185 6,000 0.04%
6 AMERICAN INTERNATIONAL GROUP, INC. 296 10,000 0.06%
7 D.A. DAVIDSON & CO. 400 13,000 0.08%
8 ASSET DEDICATION, LLC 427 14,000 0.09%
9 Creative Planning 487 16,000 0.10%
10 PNC FINANCIAL SERVICES GROUP, INC. 1,002 33,000 0.20%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,345 44,000 0.27%
12 WFG Advisors, LP 1,352 44,000 0.27%
13 MYCIO WEALTH PARTNERS, LLC 1,457 48,000 0.29%
14 ENVESTNET ASSET MANAGEMENT INC 1,724 57,000 0.35%
15 FIFTH THIRD BANCORP 4,000 132,000 0.81%
16 ROYAL BANK OF CANADA 5,323 175,000 1.07%
17 Chicago Partners Investment Group LLC 7,447 245,000 1.50%
18 One Capital Management, LLC 7,443 262,000 1.60%
19 NAPLES GLOBAL ADVISORS, LLC 8,035 264,000 1.61%
20 LPL Financial LLC 10,040 323,000 1.97%
21 UBS Group AG 12,557 413,000 2.52%
22 JANE STREET GROUP, LLC 14,146 465,000 2.84%
23 Timber Hill LLC 14,799 487,000 2.97%
24 BANK OF AMERICA CORP /DE/ 15,919 524,000 3.20%
25 MORGAN STANLEY 27,422 902,000 5.51%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,417 1,100,000 6.71%
27 Camelot Portfolios, LLC 37,559 1,236,000 7.54%
28 CITADEL ADVISORS LLC 39,620 1,304,000 7.96%
29 WELLS FARGO & COMPANY/MN 51,839 1,706,000 10.41%
30 Frontier Wealth Management LLC 79,494 2,615,000 15.96%
31 BB&T SECURITIES, LLC 119,608 3,935,000 24.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.