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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 52 Institutional holders with a total value of $89,465,246.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,030,531 15,097,000 16.87%
2 Karpus Management, Inc. 726,304 10,640,000 11.89%
3 Advisors Asset Management, Inc. 645,216 9,452,000 10.56%
4 RAYMOND JAMES & ASSOCIATES 616,794 9,036,000 10.10%
5 Invesco Ltd. 531,031 7,779,000 8.69%
6 North Star Investment Management Corp. 315,172 4,617,000 5.16%
7 WELLS FARGO & COMPANY/MN 308,945 4,526,000 5.06%
8 Raymond James Financial Services Advisors, Inc. 252,397 3,698,000 4.13%
9 Bulldog Investors, LLP 115,620 3,313,000 3.70%
10 UBS Group AG 174,418 2,555,000 2.86%
11 Laurion Capital Management LP 155,734 2,282,000 2.55%
12 Arete Wealth Advisors, LLC 152,447 2,233,000 2.50%
13 ROYAL BANK OF CANADA 142,040 2,081,000 2.33%
14 GUGGENHEIM CAPITAL LLC 96,051 1,406,000 1.57%
15 PARAMETRIC PORTFOLIO ASSOCIATES LLC 83,880 1,229,000 1.37%
16 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 69,883 1,024,000 1.14%
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 65,064 953,000 1.07%
18 ADVISOR GROUP, INC. 55,545 814,000 0.91%
19 BANK OF AMERICA CORP /DE/ 43,950 644,000 0.72%
20 BRINKER CAPITAL INC 41,325 605,000 0.68%
21 Curi Capital, LLC 40,229 589,000 0.66%
22 PNC FINANCIAL SERVICES GROUP, INC. 34,257 501,000 0.56%
23 Shaker Financial Services, LLC 31,824 466,000 0.52%
24 AMERIPRISE FINANCIAL INC 27,122 397,000 0.44%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,402 387,000 0.43%
26 RAYMOND JAMES TRUST N.A. 23,672 347,000 0.39%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,819 320,000 0.36%
28 Regis Management CO LLC 18,500 271,000 0.30%
29 BELLWETHER INVESTMENT GROUP, LLC 17,829 261,000 0.29%
30 Private Advisor Group, LLC 17,500 260,000 0.29%
31 MML INVESTORS SERVICES, INC. 17,494 256,000 0.29%
32 Cetera Advisors LLC 14,355 210,000 0.23%
33 CETERA INVESTMENT ADVISERS 14,355 210,000 0.23%
34 Institute for Wealth Management, LLC. 12,865 188,000 0.21%
35 OPPENHEIMER & CO INC 11,967 175,000 0.20%
36 BANK OF MONTREAL /CAN/ 10,900 160,000 0.18%
37 IFC Holdings Incorporated/FL 10,353 151,000 0.17%
38 MassMutual Private Wealth & Trust, FSB 6,911 101,246 0.11%
39 CWM, LLC 4,223 62,000 0.07%
40 WOLVERINE ASSET MANAGEMENT LLC 2,400 35,000 0.04%
41 MOSAIC FAMILY WEALTH, LLC 1,972 29,000 0.03%
42 CITIGROUP INC 1,290 19,000 0.02%
43 IFP ADVISORS, INC 1,158 17,000 0.02%
44 Chicago Partners Investment Group LLC 1,000 15,000 0.02%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 725 11,000 0.01%
46 GENEOS WEALTH MANAGEMENT INC. 615 9,000 0.01%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 550 8,000 0.01%
48 ENTERPRISE FINANCIAL SERVICES CORP 510 7,000 0.01%
49 Creative Planning 500 7,000 0.01%
50 SEVENBRIDGE FINANCIAL GROUP, LLC 464 7,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.