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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 230 Institutional holders with a total value of $2,647,480,236.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 6,043,508 572,562,000 21.63%
2 MORGAN STANLEY 3,505,723 332,132,000 12.55%
3 WELLS FARGO & COMPANY/MN 3,300,982 312,736,000 11.81%
4 BANK OF AMERICA CORP /DE/ 3,063,306 290,217,000 10.96%
5 BANK OF NOVA SCOTIA 1,125,360 106,842,000 4.04%
6 CHURCHILL MANAGEMENT Corp 1,087,146 102,996,000 3.89%
7 ASSETMARK, INC 1,027,168 97,314,000 3.68%
8 UBS Group AG 1,008,244 95,521,000 3.61%
9 RAYMOND JAMES & ASSOCIATES 622,515 58,977,000 2.23%
10 MML INVESTORS SERVICES, INC. 432,787 41,002,000 1.55%
11 Raymond James Financial Services Advisors, Inc. 407,350 38,592,000 1.46%
12 LPL Financial LLC 391,855 37,124,000 1.40%
13 ROYAL BANK OF CANADA 341,306 32,335,000 1.22%
14 AMERIPRISE FINANCIAL INC 319,522 30,268,000 1.14%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 291,744 27,640,000 1.04%
16 STIFEL FINANCIAL CORP 205,733 19,476,000 0.74%
17 Janney Montgomery Scott LLC 188,247 17,835,000 0.67%
18 SUNTRUST BANKS INC 188,117 17,822,000 0.67%
19 NewSquare Capital LLC 179,695 15,204,000 0.57%
20 ENVESTNET ASSET MANAGEMENT INC 147,352 13,960,000 0.53%
21 Sequoia Financial Advisors, LLC 128,447 12,169,000 0.46%
22 MURPHY CAPITAL MANAGEMENT INC 126,366 11,971,000 0.45%
23 Beaumont Financial Partners, LLC 117,973 11,177,000 0.42%
24 Quantitative Investment Management, LLC 107,500 10,184,000 0.38%
25 BAIRD FINANCIAL GROUP, INC. 101,687 9,634,000 0.36%
26 J. Goldman & Co LP 100,000 9,474,000 0.36% Put
27 Quantitative Advantage, LLC 99,758 9,451,000 0.36%
28 Riggs Asset Managment Co. Inc. 98,083 9,292,000 0.35%
29 HL FINANCIAL SERVICES LLC 93,530 8,861,000 0.33%
30 GOLDMAN SACHS GROUP INC 93,116 8,822,000 0.33%
31 HighTower Advisors, LLC 93,083 8,812,000 0.33%
32 O'DELL GROUP, LLC 91,747 8,692,000 0.33%
33 Private Advisor Group, LLC 84,503 8,104,000 0.31%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 85,436 8,095,000 0.31%
35 ADVISOR GROUP, INC. 81,222 7,694,000 0.29%
36 Commonwealth Equity Services, Inc 75,228 7,127,000 0.27%
37 BB&T SECURITIES, LLC 69,239 6,559,000 0.25%
38 BENJAMIN F. EDWARDS & COMPANY, INC. 62,859 5,955,000 0.22%
39 CWM, LLC 62,601 5,931,000 0.22%
40 Smart Portfolios, LLC 57,503 5,448,000 0.21%
41 Northeast Financial Consultants Inc 54,917 5,203,000 0.20%
42 NewEdge Advisors, LLC 54,002 5,178,792 0.20%
43 CITADEL ADVISORS LLC 53,317 5,051,000 0.19%
44 New England Investment & Retirement Group, Inc. 53,165 5,037,000 0.19%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,100 5,031,000 0.19% Put
46 First Allied Advisory Services, Inc. 52,442 4,969,000 0.19%
47 CITIGROUP INC 50,473 4,782,000 0.18%
48 TRUE PRIVATE WEALTH ADVISORS 50,217 4,757,000 0.18%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,149 4,562,000 0.17%
50 IFP ADVISORS, INC 48,104 4,557,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.