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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 131 Institutional holders with a total value of $513,784,372.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 CITADEL ADVISORS LLC 30,454 2,036,000 0.40%
102 Beaumont Financial Partners, LLC 36,551 2,444,000 0.48%
103 ADVISOR GROUP, INC. 36,585 2,446,000 0.48%
104 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,078 2,678,000 0.52%
105 BB&T SECURITIES, LLC 42,580 2,846,000 0.55%
106 LEVEL FOUR ADVISORY SERVICES, LLC 46,095 2,858,000 0.56%
107 UNITED CAPITAL FINANCIAL ADVISORS, LLC 44,214 2,956,000 0.58%
108 BKS ADVISORS, LLC 52,123 3,485,000 0.68%
109 Cambridge Investment Research Advisors, Inc. 54,892 3,670,000 0.71%
110 HighTower Advisors, LLC 55,630 3,719,000 0.72%
111 Commonwealth Equity Services, Inc 58,330 3,900,000 0.76%
112 BENJAMIN F. EDWARDS & COMPANY, INC. 70,511 4,714,000 0.92%
113 AMERIPRISE FINANCIAL INC 73,892 4,938,000 0.96%
114 SignalPoint Asset Management, LLC 76,259 5,099,000 0.99%
115 FINANCIAL ENHANCEMENT GROUP LLC 81,798 5,469,000 1.06%
116 Shamrock Asset Management LLC 82,968 5,547,000 1.08%
117 CITIGROUP INC 83,124 5,558,000 1.08%
118 Janney Montgomery Scott LLC 93,524 6,253,000 1.22%
119 BAIRD FINANCIAL GROUP, INC. 102,224 6,835,000 1.33%
120 STIFEL FINANCIAL CORP 116,641 7,790,000 1.52%
121 ENVESTNET ASSET MANAGEMENT INC 121,652 8,137,000 1.58%
122 ROYAL BANK OF CANADA 138,095 9,233,000 1.80%
123 Raymond James Financial Services Advisors, Inc. 204,825 13,695,000 2.67%
124 RAYMOND JAMES & ASSOCIATES 251,082 16,787,000 3.27%
125 NAVELLIER & ASSOCIATES INC 270,306 18,073,000 3.52%
126 GOLDMAN SACHS GROUP INC 344,371 23,025,000 4.48%
127 LPL Financial LLC 420,402 28,108,000 5.47%
128 UBS Group AG 663,503 44,362,000 8.63%
129 BANK OF AMERICA CORP /DE/ 811,939 54,287,000 10.57%
130 WELLS FARGO & COMPANY/MN 833,137 55,704,000 10.84%
131 MORGAN STANLEY 1,750,211 117,019,000 22.78%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.