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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 10 Institutional holders with a total value of $249,068,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WELLS FARGO & COMPANY/MN 200 5,000 0.00%
3 MSI Financial Services Inc 650 16,000 0.01%
4 WFG Advisors, LP 750 18,000 0.01%
5 UBS Group AG 1,262 30,000 0.01%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,350 32,000 0.01%
7 ADVISOR GROUP, INC. 8,785 211,000 0.08%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,365 393,000 0.16%
9 Kovack Advisors, Inc. 17,864 429,000 0.17%
10 Sorin Capital Management LLC 1,183,600 247,934,000 99.54% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.