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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 92 Institutional holders with a total value of $828,546,473.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,021,637 197,704,000 23.86%
2 FIRST TRUST ADVISORS LP 3,851,080 189,319,000 22.85%
3 AVIANCE CAPITAL MANAGEMENT, LLC 1,907,256 93,761,000 11.32%
4 BANK OF AMERICA CORP /DE/ 897,964 44,144,000 5.33%
5 WELLS FARGO & COMPANY/MN 818,071 40,216,000 4.85%
6 UBS Group AG 623,501 30,651,000 3.70%
7 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 448,193 22,033,000 2.66%
8 Janney Capital Management LLC 375,162 18,442,000 2.23%
9 LPL Financial LLC 356,274 17,514,000 2.11%
10 BEACON FINANCIAL GROUP 272,554 13,404,000 1.62%
11 ROYAL BANK OF CANADA 269,577 13,253,000 1.60%
12 Financial Management Professionals, Inc. 250,444 12,311,000 1.49%
13 STIFEL FINANCIAL CORP 213,395 10,501,000 1.27%
14 BB&T SECURITIES, LLC 202,999 9,979,000 1.20%
15 Cambridge Investment Research Advisors, Inc. 194,015 9,538,000 1.15%
16 MML INVESTORS SERVICES, INC. 150,200 7,384,000 0.89%
17 Composition Wealth, LLC 141,920 6,977,000 0.84%
18 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 87,853 4,319,000 0.52%
19 First Allied Advisory Services, Inc. 83,922 4,130,000 0.50%
20 THRIVENT FINANCIAL FOR LUTHERANS 82,234 4,049,000 0.49%
21 Janney Montgomery Scott LLC 79,224 3,895,000 0.47%
22 BANK OF MONTREAL /CAN/ 76,896 3,780,000 0.46%
23 Raymond James Financial Services Advisors, Inc. 76,196 3,746,000 0.45%
24 FLOW TRADERS U.S. LLC 74,635 3,669,000 0.44%
25 IFP ADVISORS, INC 70,607 3,471,000 0.42%
26 IFC Holdings Incorporated/FL 66,184 3,263,000 0.39%
27 Camelot Portfolios, LLC 64,740 3,183,000 0.38%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 63,734 3,133,000 0.38%
29 PARK NATIONAL CORP /OH/ 60,654 2,982,000 0.36%
30 BAIRD FINANCIAL GROUP, INC. 53,297 2,620,000 0.32%
31 WAYNE HUMMER INVESTMENTS L.L.C. 50,560 2,486,000 0.30%
32 Fort Point Capital Partners LLC 43,246 2,128,000 0.26%
33 GREAT LAKES ADVISORS, LLC 39,672 1,950,000 0.24%
34 BSC PRIVATE WEALTH MANAGEMENT, LLC 39,306 1,936,000 0.23%
35 Commonwealth Equity Services, Inc 37,817 1,859,000 0.22%
36 SNOWDEN CAPITAL ADVISORS LLC 37,390 1,838,092 0.22%
37 NATIONAL PLANNING CORP 36,979 1,824,000 0.22%
38 JPMORGAN CHASE & CO 36,076 1,773,000 0.21%
39 WESPAC Advisors, LLC 35,924 1,766,000 0.21%
40 ADVISOR GROUP, INC. 35,492 1,745,000 0.21%
41 Private Advisor Group, LLC 34,010 1,675,000 0.20%
42 Capital Investment Advisors, LLC 33,988 1,671,000 0.20%
43 Shamrock Asset Management LLC 31,263 1,537,000 0.19%
44 FDx Advisors, Inc. 30,568 1,503,000 0.18%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,402 1,347,000 0.16%
46 BERGANKDV WEALTH MANAGEMENT, LLC 26,619 1,309,000 0.16%
47 AE WEALTH MANAGEMENT LLC 26,485 1,302,000 0.16%
48 STEPHENS INC /AR/ 22,969 1,129,000 0.14%
49 RAYMOND JAMES & ASSOCIATES 22,799 1,121,000 0.14%
50 PEAK CAPITAL MANAGEMENT LLC 21,534 1,059,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.