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FIRST TR EXCNGE TRD ALPHADEX
FIRST TR EXCNGE TRD ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 38 Institutional holders with a total value of $52,345,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 388,290 13,423,000 25.64%
2 WELLS FARGO & COMPANY/MN 341,086 11,791,000 22.53%
3 LPL Financial LLC 115,924 4,007,000 7.65%
4 RAYMOND JAMES & ASSOCIATES 95,771 3,311,000 6.33%
5 Shamrock Asset Management LLC 77,533 2,680,000 5.12%
6 BSC PRIVATE WEALTH MANAGEMENT, LLC 77,181 2,674,000 5.11%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 67,549 2,335,000 4.46%
8 BANK OF AMERICA CORP /DE/ 55,271 1,911,000 3.65%
9 UBS Group AG 45,762 1,582,000 3.02%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,687 1,095,000 2.09%
11 KINGSVIEW WEALTH MANAGEMENT, LLC 25,091 867,000 1.66%
12 HighTower Advisors, LLC 23,321 807,000 1.54%
13 ROYAL BANK OF CANADA 22,529 779,000 1.49%
14 Commonwealth Equity Services, Inc 17,806 616,000 1.18%
15 CREDIT SUISSE AG/ 15,831 547,000 1.04%
16 Raymond James Financial Services Advisors, Inc. 13,952 482,000 0.92%
17 CORNERSTONE WEALTH MANAGEMENT, LLC 9,970 347,000 0.66%
18 GOLDMAN SACHS GROUP INC 9,693 335,000 0.64%
19 Janney Montgomery Scott LLC 8,920 308,000 0.59%
20 STIFEL FINANCIAL CORP 8,780 304,000 0.58%
21 LVZ, Inc. 8,397 290,000 0.55%
22 Stratos Wealth Partners, LTD. 8,055 278,000 0.53%
23 OLD NATIONAL BANCORP /IN/ 8,003 277,000 0.53%
24 SG Americas Securities, LLC 7,601 263,000 0.50%
25 Cambridge Investment Research Advisors, Inc. 7,096 245,000 0.47%
26 IFP ADVISORS, INC 6,475 224,000 0.43%
27 WFG Advisors, LP 5,829 201,000 0.38%
28 D.A. DAVIDSON & CO. 3,138 108,000 0.21%
29 PNC FINANCIAL SERVICES GROUP, INC. 2,686 93,000 0.18%
30 ADVISOR GROUP, INC. 1,571 54,000 0.10%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 932 32,000 0.06%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 850 30,000 0.06%
33 GLOBAL RETIREMENT PARTNERS, LLC 749 26,000 0.05%
34 Transamerica Financial Advisors, LLC 368 13,000 0.02%
35 GENEOS WEALTH MANAGEMENT INC. 160 5,000 0.01%
36 Winslow, Evans & Crocker, Inc. 125 4,321 0.01%
37 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 33 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.