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FIRST TR INTER DUR PFD IN
FIRST TR INTER DUR PFD IN. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 71 Institutional holders with a total value of $260,243,304.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,294,586 106,549,000 40.94%
2 UBS Group AG 1,010,153 25,062,000 9.63%
3 Invesco Ltd. 615,883 15,280,000 5.87%
4 BESSEMER GROUP INC 594,795 14,757,000 5.67%
5 WELLS FARGO & COMPANY/MN 556,018 13,795,000 5.30%
6 ROYAL BANK OF CANADA 488,392 12,118,000 4.66%
7 BANK OF AMERICA CORP /DE/ 482,536 11,972,000 4.60%
8 COMERICA SECURITIES INC 325,495 8,076,000 3.10%
9 Vident Investment Advisory, LLC 292,399 7,254,000 2.79%
10 GUGGENHEIM CAPITAL LLC 257,495 6,389,000 2.46%
11 BANK OF MONTREAL /CAN/ 241,333 5,987,000 2.30%
12 IFC Holdings Incorporated/FL 108,651 2,701,000 1.04%
13 SII INVESTMENTS INC/WI 98,962 2,451,000 0.94%
14 HCR WEALTH ADVISORS 17,639 2,352,000 0.90%
15 IFP ADVISORS, INC 90,812 2,253,000 0.87%
16 AMERIPRISE FINANCIAL INC 76,003 1,889,000 0.73%
17 RAYMOND JAMES & ASSOCIATES 68,096 1,689,000 0.65%
18 Commonwealth Equity Services, Inc 58,845 1,460,000 0.56%
19 Raymond James Financial Services Advisors, Inc. 55,978 1,389,000 0.53%
20 BB&T SECURITIES, LLC 55,592 1,379,000 0.53%
21 LPL Financial LLC 48,110 1,194,000 0.46%
22 Sterneck Capital Management, LLC 44,220 1,097,000 0.42%
23 Mathes Company, Inc. 38,250 949,000 0.36%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 34,872 865,000 0.33%
25 NATIONAL PLANNING CORP 29,396 725,000 0.28%
26 Private Advisor Group, LLC 29,475 724,000 0.28%
27 HL FINANCIAL SERVICES LLC 27,626 685,000 0.26%
28 STIFEL FINANCIAL CORP 27,560 684,000 0.26%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,174 674,000 0.26%
30 Stratos Wealth Partners, LTD. 25,598 635,000 0.24%
31 INFRASTRUCTURE CAPITAL ADVISORS, LLC 24,000 595,000 0.23%
32 OPPENHEIMER & CO INC 16,837 417,000 0.16%
33 Cambridge Investment Research Advisors, Inc. 15,719 390,000 0.15%
34 SYNOVUS FINANCIAL CORP 14,949 369,000 0.14%
35 ADVISOR GROUP, INC. 14,736 366,000 0.14%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 14,600 362,000 0.14%
37 CARNICK & KUBIK GROUP, LLC 14,463 359,000 0.14%
38 BLAIR WILLIAM & CO/IL 13,560 336,000 0.13%
39 DELTA CAPITAL MANAGEMENT LLC 13,040 324,000 0.12%
40 Capital Investment Advisors, LLC 12,920 321,000 0.12%
41 WEDBUSH SECURITIES INC 12,588 312,000 0.12%
42 Janney Montgomery Scott LLC 12,142 301,000 0.12%
43 Sigma Planning Corp 10,859 269,000 0.10%
44 LVW Advisors, LLC 9,796 243,000 0.09%
45 STRATEGIC FINANCIAL GROUP, LLC 8,800 218,000 0.08% PRN
46 NEXT Financial Group, Inc 8,700 216,000 0.08%
47 SOWELL FINANCIAL SERVICES LLC 8,351 206,000 0.08%
48 INTELLECTUS PARTNERS, LLC 7,915 196,000 0.08%
49 Creative Planning 7,552 187,000 0.07%
50 D.A. DAVIDSON & CO. 7,075 175,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.