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FIRST TR INTER DUR PFD IN
FIRST TR INTER DUR PFD IN. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 71 Institutional holders with a total value of $260,243,304.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T INVESTMENT SERVICES, INC. 12 0 0.00%
2 MUFG Americas Holdings Corp 23 1,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 273 7,000 0.00%
4 ANCHOR INVESTMENT MANAGEMENT, LLC 375 9,304 0.00%
5 BRONFMAN E.L. ROTHSCHILD, L.P. 500 12,000 0.00% PRN
6 First Horizon Advisors, Inc. 1,000 24,000 0.01%
7 GENEOS WEALTH MANAGEMENT INC. 1,044 25,000 0.01%
8 Carroll Financial Associates, Inc. 1,100 27,000 0.01%
9 MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. 1,260 31,000 0.01%
10 Liberty Capital Management, Inc. 1,530 37,000 0.01%
11 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 1,500 37,000 0.01%
12 PENSERRA CAPITAL MANAGEMENT LLC 1,558 38,000 0.01%
13 Cordasco Financial Network 1,836 46,000 0.02%
14 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 2,300 57,000 0.02%
15 CITIGROUP INC 2,300 57,000 0.02%
16 AlphaMark Advisors, LLC 2,850 71,000 0.03% SH
17 CITY HOLDING CO 2,980 74,000 0.03%
18 FIRST FINANCIAL CORP /IN/ 4,325 107,000 0.04%
19 SIT INVESTMENT ASSOCIATES INC 4,800 119,000 0.05%
20 IHT WEALTH MANAGEMENT, LLC 11,173 131,000 0.05%
21 GLOBAL RETIREMENT PARTNERS, LLC 5,503 137,000 0.05%
22 D.A. DAVIDSON & CO. 7,075 175,000 0.07%
23 Creative Planning 7,552 187,000 0.07%
24 INTELLECTUS PARTNERS, LLC 7,915 196,000 0.08%
25 SOWELL FINANCIAL SERVICES LLC 8,351 206,000 0.08%
26 NEXT Financial Group, Inc 8,700 216,000 0.08%
27 STRATEGIC FINANCIAL GROUP, LLC 8,800 218,000 0.08% PRN
28 LVW Advisors, LLC 9,796 243,000 0.09%
29 Sigma Planning Corp 10,859 269,000 0.10%
30 Janney Montgomery Scott LLC 12,142 301,000 0.12%
31 WEDBUSH SECURITIES INC 12,588 312,000 0.12%
32 Capital Investment Advisors, LLC 12,920 321,000 0.12%
33 DELTA CAPITAL MANAGEMENT LLC 13,040 324,000 0.12%
34 BLAIR WILLIAM & CO/IL 13,560 336,000 0.13%
35 CARNICK & KUBIK GROUP, LLC 14,463 359,000 0.14%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 14,600 362,000 0.14%
37 ADVISOR GROUP, INC. 14,736 366,000 0.14%
38 SYNOVUS FINANCIAL CORP 14,949 369,000 0.14%
39 Cambridge Investment Research Advisors, Inc. 15,719 390,000 0.15%
40 OPPENHEIMER & CO INC 16,837 417,000 0.16%
41 INFRASTRUCTURE CAPITAL ADVISORS, LLC 24,000 595,000 0.23%
42 Stratos Wealth Partners, LTD. 25,598 635,000 0.24%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,174 674,000 0.26%
44 STIFEL FINANCIAL CORP 27,560 684,000 0.26%
45 HL FINANCIAL SERVICES LLC 27,626 685,000 0.26%
46 Private Advisor Group, LLC 29,475 724,000 0.28%
47 NATIONAL PLANNING CORP 29,396 725,000 0.28%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 34,872 865,000 0.33%
49 Mathes Company, Inc. 38,250 949,000 0.36%
50 Sterneck Capital Management, LLC 44,220 1,097,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.