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FIRST TRUST PORTFOLIOS SHS ETF
FIRST TRUST PORTFOLIOS SHS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $1,418,233,911.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 PINKERTON WEALTH, LLC 0 0 0.00%
3 CUTLER GROUP LLC / CA 400 2,000 0.00% Put
4 Liberty Capital Management, Inc. 33 2,000 0.00%
5 ROYAL FUND MANAGEMENT, LLC 64 3,000 0.00%
6 CUTLER GROUP LLC / CA 9,300 4,000 0.00% Call
7 MCF Advisors LLC 72 4,000 0.00%
8 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 100 6,000 0.00%
9 NEXT Financial Group, Inc 92 6,000 0.00%
10 AVIANCE CAPITAL MANAGEMENT, LLC 122 8,000 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 153 10,000 0.00%
12 Stonehage Fleming Financial Services Holdings Ltd 175 11,000 0.00%
13 BLACK SWIFT GROUP, LLC 180 11,000 0.00%
14 CENTRAL TRUST Co 182 11,000 0.00%
15 Capital Directions Investment Advisors, LLC 186 12,000 0.00%
16 INTELLECTUS PARTNERS, LLC 200 12,000 0.00%
17 HWG Holdings LP 320 20,000 0.00%
18 Advisory Services Network, LLC 400 25,000 0.00%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 454 28,000 0.00%
20 IHT WEALTH MANAGEMENT, LLC 18,314 29,000 0.00%
21 GENEOS WEALTH MANAGEMENT INC. 640 39,000 0.00%
22 CREATIVE FINANCIAL DESIGNS INC /ADV 758 47,000 0.00%
23 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,081 69,000 0.00%
24 Financial Architects, Inc 1,236 77,000 0.01%
25 Winslow, Evans & Crocker, Inc. 3,090 192,785 0.01%
26 Creative Planning 3,948 246,000 0.02%
27 Argent Trust Co 4,029 251,000 0.02%
28 NATIONAL PLANNING CORP 4,210 260,000 0.02%
29 Stratos Wealth Partners, LTD. 4,218 263,000 0.02%
30 WFG Advisors, LP 4,301 268,000 0.02%
31 HighTower Advisors, LLC 4,514 280,000 0.02%
32 JACOBI CAPITAL MANAGEMENT LLC 4,657 296,000 0.02%
33 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 4,762 297,000 0.02%
34 NORTHWEST WEALTH MANAGEMENT, LLC 4,819 301,000 0.02%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,600 349,000 0.02% Put
36 INTERNATIONAL ASSETS HOLDING CORP 5,771 360,000 0.03%
37 Atria Investments, Inc 6,027 376,000 0.03%
38 First Allied Advisory Services, Inc. 6,127 381,000 0.03%
39 WEALTHSOURCE PARTNERS, LLC 6,124 382,000 0.03%
40 WEDBUSH SECURITIES INC 6,217 388,000 0.03%
41 Cetera Advisor Networks LLC 6,380 399,000 0.03%
42 RKL Wealth Management LLC 6,515 406,000 0.03%
43 Timber Hill LLC 6,682 417,000 0.03%
44 CITIGROUP INC 6,814 425,000 0.03%
45 Segment Wealth Management, LLC 7,859 490,000 0.03%
46 COMERICA SECURITIES INC 8,058 503,000 0.04%
47 BELLWETHER INVESTMENT GROUP, LLC 8,200 512,000 0.04%
48 LifePlan Financial Group, Inc 8,907 556,000 0.04%
49 Kovack Advisors, Inc. 9,000 562,000 0.04%
50 WealthTrust Fairport, LLC 9,512 593,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.