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FIRST TRUST PORTFOLIOS SHS ETF
FIRST TRUST PORTFOLIOS SHS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $1,418,233,911.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 SUNTRUST BANKS INC 130,913 8,168,000 0.58%
102 O'DELL GROUP, LLC 132,940 8,294,000 0.58%
103 AMERIPRISE FINANCIAL INC 140,749 8,781,000 0.62%
104 Brookstone Capital Management 177,439 11,070,000 0.78%
105 Janney Montgomery Scott LLC 196,264 12,245,000 0.86%
106 STIFEL FINANCIAL CORP 199,217 12,406,000 0.87%
107 UNITED CAPITAL FINANCIAL ADVISORS, LLC 216,366 13,499,000 0.95%
108 ROYAL BANK OF CANADA 226,153 14,110,000 0.99%
109 NewSquare Capital LLC 257,853 14,900,000 1.05%
110 NAVELLIER & ASSOCIATES INC 293,350 18,302,000 1.29%
111 ENVESTNET ASSET MANAGEMENT INC 298,495 18,622,000 1.31%
112 LPL Financial LLC 486,190 30,333,000 2.14%
113 Raymond James Financial Services Advisors, Inc. 503,433 31,412,000 2.21%
114 RAYMOND JAMES & ASSOCIATES 611,013 38,122,000 2.69%
115 MML INVESTORS SERVICES, INC. 689,196 42,999,000 3.03%
116 UBS Group AG 848,756 52,954,000 3.73%
117 BANK OF AMERICA CORP /DE/ 938,082 58,528,000 4.13%
118 WELLS FARGO & COMPANY/MN 2,483,939 154,972,000 10.93%
119 MORGAN STANLEY 3,004,904 187,476,000 13.22%
120 FIRST TRUST ADVISORS LP 8,850,100 552,158,000 38.93%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.