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FIRST TRUST PORTFOLIOS SHS ETF
FIRST TRUST PORTFOLIOS SHS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $1,418,233,911.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 OPTIMUM INVESTMENT ADVISORS 22,224 1,387,000 0.10%
52 DAVENPORT & Co LLC 21,072 1,314,682 0.09%
53 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 20,496 1,278,000 0.09%
54 Virtu KCG Holdings LLC 19,897 1,241,000 0.09%
55 SPC Financial, Inc. 19,546 1,219,000 0.09%
56 JPMORGAN CHASE & CO 17,618 1,099,000 0.08%
57 Texas Yale Capital Corp. 17,274 1,078,000 0.08%
58 VOYA FINANCIAL ADVISORS, INC. 16,517 1,035,000 0.07%
59 OPPENHEIMER & CO INC 16,115 1,005,000 0.07%
60 PALISADE CAPITAL MANAGEMENT, LP 11,750 733,000 0.05%
61 PRIVATE ADVISORY GROUP LLC 11,426 713,000 0.05% SH
62 IFP ADVISORS, INC 11,412 712,000 0.05%
63 PNC FINANCIAL SERVICES GROUP, INC. 11,196 699,000 0.05%
64 Regal Investment Advisors LLC 11,092 692,000 0.05%
65 IFC Holdings Incorporated/FL 11,002 685,000 0.05%
66 CETERA INVESTMENT ADVISERS 10,935 683,000 0.05%
67 Cetera Advisors LLC 10,935 683,000 0.05%
68 Horizon Investments, LLC 10,071 633,000 0.04%
69 FOUNDERS FINANCIAL SECURITIES LLC 10,077 629,000 0.04%
70 CUTLER GROUP LLC / CA 9,544 595,000 0.04%
71 WealthTrust Fairport, LLC 9,512 593,000 0.04%
72 Kovack Advisors, Inc. 9,000 562,000 0.04%
73 LifePlan Financial Group, Inc 8,907 556,000 0.04%
74 BELLWETHER INVESTMENT GROUP, LLC 8,200 512,000 0.04%
75 COMERICA SECURITIES INC 8,058 503,000 0.04%
76 Segment Wealth Management, LLC 7,859 490,000 0.03%
77 CITIGROUP INC 6,814 425,000 0.03%
78 Timber Hill LLC 6,682 417,000 0.03%
79 RKL Wealth Management LLC 6,515 406,000 0.03%
80 Cetera Advisor Networks LLC 6,380 399,000 0.03%
81 WEDBUSH SECURITIES INC 6,217 388,000 0.03%
82 WEALTHSOURCE PARTNERS, LLC 6,124 382,000 0.03%
83 First Allied Advisory Services, Inc. 6,127 381,000 0.03%
84 Atria Investments, Inc 6,027 376,000 0.03%
85 INTERNATIONAL ASSETS HOLDING CORP 5,771 360,000 0.03%
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,600 349,000 0.02% Put
87 NORTHWEST WEALTH MANAGEMENT, LLC 4,819 301,000 0.02%
88 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 4,762 297,000 0.02%
89 JACOBI CAPITAL MANAGEMENT LLC 4,657 296,000 0.02%
90 HighTower Advisors, LLC 4,514 280,000 0.02%
91 WFG Advisors, LP 4,301 268,000 0.02%
92 Stratos Wealth Partners, LTD. 4,218 263,000 0.02%
93 NATIONAL PLANNING CORP 4,210 260,000 0.02%
94 Argent Trust Co 4,029 251,000 0.02%
95 Creative Planning 3,948 246,000 0.02%
96 Winslow, Evans & Crocker, Inc. 3,090 192,785 0.01%
97 Financial Architects, Inc 1,236 77,000 0.01%
98 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,081 69,000 0.00%
99 CREATIVE FINANCIAL DESIGNS INC /ADV 758 47,000 0.00%
100 GENEOS WEALTH MANAGEMENT INC. 640 39,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.