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FIRST TRUST PORTFOLIOS SHS ETF
FIRST TRUST PORTFOLIOS SHS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 120 Institutional holders with a total value of $1,418,233,911.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 IHT WEALTH MANAGEMENT, LLC 18,314 29,000 0.00%
102 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 454 28,000 0.00%
103 Advisory Services Network, LLC 400 25,000 0.00%
104 HWG Holdings LP 320 20,000 0.00%
105 INTELLECTUS PARTNERS, LLC 200 12,000 0.00%
106 Capital Directions Investment Advisors, LLC 186 12,000 0.00%
107 Stonehage Fleming Financial Services Holdings Ltd 175 11,000 0.00%
108 CENTRAL TRUST Co 182 11,000 0.00%
109 BLACK SWIFT GROUP, LLC 180 11,000 0.00%
110 MANUFACTURERS LIFE INSURANCE COMPANY, THE 153 10,000 0.00%
111 AVIANCE CAPITAL MANAGEMENT, LLC 122 8,000 0.00%
112 NEXT Financial Group, Inc 92 6,000 0.00%
113 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 100 6,000 0.00%
114 CUTLER GROUP LLC / CA 9,300 4,000 0.00% Call
115 MCF Advisors LLC 72 4,000 0.00%
116 ROYAL FUND MANAGEMENT, LLC 64 3,000 0.00%
117 CUTLER GROUP LLC / CA 400 2,000 0.00% Put
118 Liberty Capital Management, Inc. 33 2,000 0.00%
119 PINKERTON WEALTH, LLC 0 0 0.00%
120 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.