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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $289,958,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MSI Financial Services Inc 120 6,000 0.00%
3 UBS Group AG 151 7,000 0.00%
4 ZIONS BANCORPORATION 310 14,000 0.00%
5 WELLS FARGO & COMPANY/MN 1,379 63,000 0.02%
6 BANK OF MONTREAL /CAN/ 1,400 65,000 0.02%
7 BANK OF AMERICA CORP /DE/ 2,500 115,000 0.04%
8 ADVISOR GROUP, INC. 2,596 119,000 0.04%
9 RAYMOND JAMES & ASSOCIATES 4,500 207,000 0.07%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,098 234,000 0.08%
11 MORGAN STANLEY 5,338 245,000 0.08%
12 Family Firm, Inc. 5,400 248,000 0.09%
13 ROYAL BANK OF CANADA 9,865 454,000 0.16%
14 C-J ADVISORY, INC. 15,402 708,000 0.24%
15 OLD MISSION CAPITAL, LLC 47,580 2,187,000 0.75%
16 JANE STREET GROUP, LLC 54,335 2,498,000 0.86%
17 ASSETMARK, INC 67,078 3,084,000 1.06%
18 Commonwealth Equity Services, Inc 113,580 5,221,000 1.80%
19 Efficient Advisors, LLC 181,460 8,342,000 2.88%
20 NORTHERN TRUST CORP 5,789,457 266,141,000 91.79%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.