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FLOTEK INDUSTRIES INC
FLOTEK INDUSTRIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 158 Institutional holders with a total value of $721,128,433.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BNP PARIBAS FINANCIAL MARKETS 16,823 222,064 0.03%
52 Aperio Group, LLC 17,125 226,000 0.03%
53 MORGAN STANLEY 17,624 233,000 0.03%
54 PROFUND ADVISORS LLC 17,770 235,000 0.03%
55 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 18,486 244,000 0.03%
56 DEERE & CO 18,840 249,000 0.03%
57 RIVERHEAD CAPITAL MANAGEMENT LLC 13,464 252,000 0.03%
58 COMMERCE BANK 19,810 261,000 0.04%
59 ADVISORY RESEARCH INC 20,100 265,000 0.04%
60 TD ASSET MANAGEMENT INC 20,500 271,000 0.04%
61 Asset Management One Co., Ltd. 21,500 284,000 0.04%
62 WOLVERINE TRADING LP /BD 215 284,230 0.04% Call
63 Walleye Trading LLC 23,300 307,000 0.04% Call
64 CITIGROUP INC 23,640 312,000 0.04%
65 Louisiana State Employees Retirement System 23,800 314,000 0.04%
66 Wellington Shields Capital Management, LLC 24,200 319,000 0.04%
67 VOYA INVESTMENT MANAGEMENT LLC 24,838 328,000 0.05%
68 BLACKROCK ADVISORS LLC 25,242 333,000 0.05%
69 Teton Advisors, Inc. 25,300 334,000 0.05%
70 THRIVENT FINANCIAL FOR LUTHERANS 25,820 341,000 0.05%
71 Arizona State Retirement System 27,967 369,000 0.05%
72 JPMORGAN CHASE & CO 29,866 394,000 0.05%
73 OUTFITTER ADVISORS, LTD. 30,000 396,000 0.05%
74 WELLS FARGO & COMPANY/MN 30,222 399,000 0.06%
75 DRIEHAUS CAPITAL MANAGEMENT LLC 31,914 421,000 0.06%
76 TDAM USA INC. 32,464 429,000 0.06%
77 MANUFACTURERS LIFE INSURANCE COMPANY, THE 35,389 467,000 0.06%
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,400 467,000 0.06% Call
79 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 35,498 469,000 0.07%
80 PUBLIC SECTOR PENSION INVESTMENT BOARD 36,931 487,000 0.07%
81 DEPRINCE RACE & ZOLLO INC 38,300 506,000 0.07%
82 AMERICAN INTERNATIONAL GROUP, INC. 39,041 515,341 0.07%
83 TEXAS PERMANENT SCHOOL FUND CORP 41,159 543,000 0.08%
84 METROPOLITAN LIFE INSURANCE CO/NY 41,806 552,000 0.08%
85 State of Tennessee, Department of Treasury 42,809 565,000 0.08%
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,400 586,000 0.08% Put
87 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 47,884 632,000 0.09%
88 CREDIT SUISSE AG/ 47,957 633,000 0.09%
89 GOLDMAN SACHS GROUP INC 51,460 680,000 0.09%
90 NEW YORK STATE COMMON RETIREMENT FUND 51,500 680,000 0.09%
91 BlackRock Group LTD 60,470 799,000 0.11%
92 COMERICA BANK 53,721 827,000 0.11%
93 BARCLAYS PLC 64,379 849,000 0.12%
94 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 65,516 865,000 0.12%
95 RHUMBLINE ADVISERS 69,409 916,000 0.13%
96 CANADA LIFE ASSURANCE Co 71,359 942,000 0.13%
97 BANK OF AMERICA CORP /DE/ 72,459 956,000 0.13%
98 ALLIANCEBERNSTEIN L.P. 74,800 987,000 0.14%
99 GLG Partners LP 75,076 991,000 0.14%
100 Nationwide Fund Advisors 86,651 1,144,000 0.16%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.