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ROYAL BK SCOTLAND GROUP PLC
ROYAL BK SCOTLAND GROUP PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 88 Institutional holders with a total value of $144,901,099.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 D.A. DAVIDSON & CO. 38 0 0.00%
2 WFG Advisors, LP 18 0 0.00%
3 Community Bank, N.A. 51 0 0.00%
4 BESSEMER GROUP INC 16 0 0.00%
5 Joel Isaacson & Co., LLC 33 0 0.00%
6 BNP PARIBAS FINANCIAL MARKETS 47 448 0.00%
7 Kavar Capital Partners, LLC 235 2,000 0.00%
8 PALLADIEM, LLC 339 3,000 0.00%
9 SEI INVESTMENTS CO 317 3,000 0.00%
10 FineMark National Bank & Trust 300 3,000 0.00%
11 ENTERPRISE FINANCIAL SERVICES CORP 394 4,000 0.00%
12 Lenox Wealth Advisors, LLC 430 4,000 0.00%
13 LS Investment Advisors, LLC 430 4,000 0.00%
14 SIGNATUREFD, LLC 534 5,000 0.00%
15 FIFTH THIRD BANCORP 619 6,000 0.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 716 7,000 0.00%
17 PNC FINANCIAL SERVICES GROUP, INC. 882 8,000 0.01%
18 AMERICAN INTERNATIONAL GROUP, INC. 800 8,000 0.01%
19 GLENMEDE TRUST CO NA 1,051 9,000 0.01%
20 ZIONS BANCORPORATION 1,304 13,000 0.01%
21 EXANE DERIVATIVES 1,431 13,651 0.01%
22 GUGGENHEIM CAPITAL LLC 1,620 15,000 0.01%
23 GUPTA WEALTH MANAGEMENT LLC 1,537 15,000 0.01%
24 BANK OF MONTREAL /CAN/ 3,450 33,000 0.02%
25 CITIGROUP INC 5,027 47,000 0.03%
26 WELLS FARGO & COMPANY/MN 6,158 58,000 0.04%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,609 63,000 0.04%
28 GROUP ONE TRADING LLC 8,513 81,000 0.06%
29 OFI Advisors LLC 9,548 91,000 0.06%
30 TORONTO DOMINION BANK 9,497 91,000 0.06%
31 HighTower Advisors, LLC 10,319 99,000 0.07%
32 PACER ADVISORS, INC. 10,660 102,000 0.07%
33 Walleye Trading LLC 11,400 109,000 0.08% Put
34 DEUTSCHE BANK AG\ 11,769 111,000 0.08%
35 Cubist Systematic Strategies, LLC 12,114 116,000 0.08%
36 ADVISOR PARTNERS LLC 12,399 118,000 0.08%
37 Airain ltd 13,868 132,000 0.09%
38 US BANCORP \DE\ 14,091 135,000 0.09%
39 Checchi Capital Advisers, LLC 14,982 143,000 0.10%
40 Quantbot Technologies LP 15,721 149,000 0.10%
41 M&T BANK CORP 18,401 175,000 0.12%
42 Creative Planning 18,538 177,000 0.12%
43 Mariner, LLC 20,000 191,000 0.13%
44 PEAK6 Group LLC 20,631 197,000 0.14%
45 Invesco Ltd. 21,012 200,000 0.14%
46 Princeton Alpha Management LP 21,902 209,000 0.14%
47 Laird Norton Wetherby Wealth Management, LLC 23,506 225,000 0.16%
48 Squarepoint Ops LLC 26,446 252,000 0.17%
49 CSS LLC/IL 27,100 259,000 0.18%
50 Walleye Trading LLC 30,992 296,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.