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ROYAL BANK OF SCOTLAND GRP PLC ADR SPONSORED
ROYAL BANK OF SCOTLAND GRP PLC ADR SPONSORED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 105 Institutional holders with a total value of $129,400,758.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BESSEMER GROUP INC 16 0 0.00%
2 D.A. DAVIDSON & CO. 180 0 0.00%
3 ENTERPRISE FINANCIAL SERVICES CORP 31 0 0.00%
4 ROYAL FUND MANAGEMENT, LLC 100 0 0.00%
5 NEXT Financial Group, Inc 65 0 0.00%
6 PEAK6 Group LLC 200 1,000 0.00% Call
7 CITIGROUP INC 100 1,000 0.00% Call
8 BRONFMAN E.L. ROTHSCHILD, L.P. 215 1,000 0.00%
9 LS Investment Advisors, LLC 430 2,000 0.00%
10 Winfield Associates, Inc. 410 2,000 0.00%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 417 2,000 0.00%
12 Whitnell & Co. 566 3,000 0.00%
13 PARALLEL ADVISORS, LLC 750 4,000 0.00%
14 PROFICIO CAPITAL PARTNERS LLC 971 5,000 0.00%
15 JPMORGAN CHASE & CO 1,004 5,000 0.00%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,184 6,000 0.00%
17 MSI Financial Services Inc 1,200 7,000 0.01%
18 AUA CAPITAL MANAGEMENT, LLC 1,500 8,000 0.01%
19 GLENMEDE TRUST CO NA 1,814 9,000 0.01%
20 EXANE DERIVATIVES 154 9,240 0.01% Call
21 ROYAL BANK OF CANADA 1,715 10,000 0.01%
22 CUTLER GROUP LLC / CA 16,100 10,000 0.01% Call
23 Edge Wealth Management LLC 400 10,000 0.01%
24 RPG FAMILY WEALTH ADVISORY, LLC 1,902 10,518 0.01%
25 FIFTH THIRD BANCORP 2,000 11,000 0.01%
26 Parallax Volatility Advisers, L.P. 2,000 11,000 0.01% Call
27 PRELUDE CAPITAL MANAGEMENT, LLC 2,300 13,000 0.01%
28 QUADRANT CAPITAL GROUP LLC 3,279 14,000 0.01%
29 ADVISOR GROUP, INC. 2,800 16,000 0.01%
30 SEI INVESTMENTS CO 4,176 23,000 0.02%
31 MEADOW CREEK INVESTMENT MANAGEMENT LLC 5,536 31,000 0.02%
32 Vantage Investment Advisors, LLC 7,085 39,000 0.03%
33 NEUBURGH ADVISERS LLC 7,612 42,000 0.03%
34 CITIGROUP INC 7,601 43,000 0.03%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,208 46,000 0.04%
36 TYERS ASSET MANAGEMENT LLC 9,688 54,000 0.04%
37 IRON Financial LLC 10,000 55,000 0.04%
38 TD ASSET MANAGEMENT INC 11,299 62,000 0.05%
39 OLD SECOND NATIONAL BANK OF AURORA 11,437 63,000 0.05%
40 RIVERHEAD CAPITAL MANAGEMENT LLC 11,500 64,000 0.05%
41 FLINTON CAPITAL MANAGEMENT LLC 11,764 65,000 0.05%
42 US BANCORP \DE\ 12,295 68,000 0.05%
43 TWO SIGMA SECURITIES, LLC 12,220 68,000 0.05%
44 PACER ADVISORS, INC. 12,710 70,000 0.05%
45 Private Advisor Group, LLC 13,618 75,000 0.06%
46 IFP ADVISORS, INC 14,225 79,000 0.06%
47 Quantbot Technologies LP 14,525 80,000 0.06%
48 CITADEL ADVISORS LLC 15,958 88,000 0.07%
49 OLD MISSION CAPITAL, LLC 16,751 93,000 0.07%
50 NumerixS Investment Technologies Inc 18,600 103,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.