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GABELLI DIVID INCOME TR
GABELLI DIVID INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 100 Institutional holders with a total value of $298,117,152.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Pinnacle Summer Investments, Inc. 224 0 0.00%
2 MOSAIC FAMILY WEALTH, LLC 167 3,000 0.00%
3 Gradient Investments LLC 200 4,000 0.00%
4 CENTRAL TRUST Co 300 6,000 0.00%
5 US FINANCIAL ADVISORS, LLC 333 6,000 0.00%
6 DEUTSCHE BANK AG\ 386 7,000 0.00%
7 JFS WEALTH ADVISORS, LLC 358 7,000 0.00%
8 THOMPSON SIEGEL & WALMSLEY LLC 450 8,000 0.00%
9 ALLEGIS INVESTMENT ADVISORS, LLC 439 8,000 0.00%
10 INTEGRATED WEALTH COUNSEL, LLC 433 8,000 0.00%
11 INTEGRATED WEALTH MANAGEMENT 500 9,000 0.00%
12 MYCIO WEALTH PARTNERS, LLC 554 10,000 0.00%
13 Evercore Wealth Management, LLC 1,000 18,000 0.01%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 18,000 0.01%
15 Focused Wealth Management, Inc 987 18,000 0.01%
16 NEXT Financial Group, Inc 1,038 19,000 0.01%
17 Edge Wealth Management LLC 1,200 22,000 0.01% SH
18 First City Capital Management, Inc. 1,200 22,152 0.01%
19 ARROW FINANCIAL CORP 1,350 25,000 0.01%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 1,375 25,000 0.01%
21 Tower Research Capital LLC (TRC) 1,399 26,000 0.01%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,751 32,000 0.01%
23 BANK OF MONTREAL /CAN/ 1,801 33,000 0.01%
24 ARBOR WEALTH MANAGEMENT, LLC 2,148 34,000 0.01%
25 Formidable Asset Management, LLC 2,000 35,000 0.01%
26 CAPITAL GUARDIAN TRUST CO 2,147 40,000 0.01%
27 WHITTIER TRUST CO OF NEVADA INC 2,500 46,000 0.02%
28 BROWN BROTHERS HARRIMAN & CO 4,000 74,000 0.02%
29 MSI Financial Services Inc 4,037 75,000 0.03%
30 FIFTH THIRD BANCORP 4,667 86,000 0.03%
31 Plante Moran Financial Advisors, LLC 5,000 92,000 0.03%
32 WHITTIER TRUST CO 5,200 96,000 0.03%
33 Parkside Financial Bank & Trust 5,313 98,000 0.03% PRN
34 AMERICAN INTERNATIONAL GROUP, INC. 8,100 149,000 0.05%
35 Creative Planning 8,340 154,000 0.05%
36 IFP ADVISORS, INC 8,392 155,000 0.05%
37 D.A. DAVIDSON & CO. 10,450 192,000 0.06%
38 Sigma Planning Corp 10,660 197,000 0.07%
39 BB&T SECURITIES, LLC 10,884 200,000 0.07%
40 Virtu KCG Holdings LLC 11,242 208,000 0.07%
41 Caprock Group, LLC 11,300 209,000 0.07%
42 CITIGROUP INC 12,513 231,000 0.08%
43 US BANCORP \DE\ 12,500 231,000 0.08%
44 SMITH HAYES Advisers, Inc 12,906 238,000 0.08%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,970 239,000 0.08%
46 Cambridge Investment Research Advisors, Inc. 12,943 239,000 0.08%
47 Cutter & CO Brokerage, Inc. 14,107 260,000 0.09%
48 Financial Sense Advisors, Inc. 15,200 281,000 0.09%
49 CSS LLC/IL 17,817 329,000 0.11%
50 NINE MASTS CAPITAL Ltd 18,347 339,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.