Dark
Light
System
Security
GERON CORP
GERON CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 129 Institutional holders with a total value of $260,833,758.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE ASSET MANAGEMENT LLC 6 0 0.00% Call
2 Aris Wealth Services, Inc. 335 1,000 0.00%
3 Formidable Asset Management, LLC 17 1,000 0.00%
4 WHITTIER TRUST CO OF NEVADA INC 200 1,000 0.00%
5 Chicago Partners Investment Group LLC 464 2,000 0.00%
6 Stanford Investment Group, Inc. 500 2,000 0.00%
7 D.A. DAVIDSON & CO. 1,000 3,000 0.00%
8 WEALTHPLAN PARTNERS, LLC 700 3,000 0.00%
9 WOLVERINE ASSET MANAGEMENT LLC 1,000 3,000 0.00%
10 CT Financial Advisors LLC 1,052 3,966 0.00%
11 Stevens First Principles Investment Advisors 1,000 4,000 0.00%
12 Waverly Advisors, LLC 1,000 4,000 0.00%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,570 6,000 0.00%
14 MSI Financial Services Inc 1,910 7,000 0.00%
15 UBS Group AG 2,500 9,000 0.00% Call
16 QS Investors, LLC 2,256 9,000 0.00%
17 Shamrock Asset Management LLC 3,000 11,000 0.00%
18 FIRST MANHATTAN CO. LLC. 3,200 12,000 0.00%
19 SIMPLEX TRADING, LLC 3,519 13,000 0.00%
20 BNP PARIBAS FINANCIAL MARKETS 3,712 13,994 0.01%
21 BlackRock Finance, Inc. 4,053 15,000 0.01%
22 TEACHER RETIREMENT SYSTEM OF TEXAS 4,764 18,000 0.01%
23 TRUST DEPARTMENT MB FINANCIAL BANK N A 5,000 19,000 0.01%
24 Kistler-Tiffany Companies, LLC 5,000 19,000 0.01%
25 HOLLENCREST CAPITAL MANAGEMENT 10,000 38,000 0.01%
26 Family Manage LLC 10,000 38,000 0.01%
27 Princeton Alpha Management LP 10,453 39,000 0.01%
28 ALTFEST L J & CO INC 10,893 41,000 0.02%
29 TWO SIGMA ADVISERS, LP 11,046 42,000 0.02%
30 WMS Partners, LLC 12,000 45,000 0.02%
31 Squarepoint Ops LLC 12,228 46,000 0.02%
32 Nuveen Asset Management, LLC 12,171 46,000 0.02%
33 BANK OF MONTREAL /CAN/ 12,018 46,000 0.02%
34 JANE STREET GROUP, LLC 12,541 47,000 0.02%
35 Dynamic Technology Lab Private Ltd 12,997 49,000 0.02%
36 Ameritas Investment Partners, Inc. 13,372 50,000 0.02%
37 GUGGENHEIM CAPITAL LLC 13,631 51,000 0.02%
38 Paloma Partners Management Co 14,200 54,000 0.02%
39 ROYAL BANK OF CANADA 15,100 57,000 0.02%
40 BRAVE ASSET MANAGEMENT INC 15,500 58,000 0.02%
41 Fernwood Investment Management, LLC 17,000 64,000 0.02%
42 PRUDENTIAL FINANCIAL INC 17,517 66,000 0.03%
43 US BANCORP \DE\ 17,500 66,000 0.03%
44 WELLS FARGO & COMPANY/MN 17,903 68,000 0.03%
45 KING LUTHER CAPITAL MANAGEMENT CORP 19,300 73,000 0.03%
46 FIFTH THIRD BANCORP 19,900 75,000 0.03%
47 KLCM Advisors, Inc. 20,000 75,000 0.03%
48 BARCLAYS PLC 27,100 81,000 0.03% Put
49 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 24,340 92,000 0.04%
50 PRINCIPAL FINANCIAL GROUP INC 25,406 95,000 0.04%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.