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GLADSTONE INVT CORP
GLADSTONE INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 72 Institutional holders with a total value of $57,373,648.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ICM ASSET MANAGEMENT INC/WA 60,945 573,000 1.00%
52 WFG Advisors, LP 60,928 573,000 1.00%
53 Legal & General Group Plc 80,258 754,000 1.31%
54 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 82,000 771,000 1.34%
55 WEDGE CAPITAL MANAGEMENT L L P/NC 97,000 912,000 1.59%
56 NUVEEN ASSET MANAGEMENT INC. 103,335 971,000 1.69%
57 ADVANTAGE INVESTMENT MANAGEMENT, LLC 132,969 1,250,000 2.18%
58 Janney Montgomery Scott LLC 178,861 1,681,000 2.93%
59 TWO SIGMA INVESTMENTS, LP 203,359 1,912,000 3.33%
60 BlackRock Finance, Inc. 205,927 1,936,000 3.37%
61 CUE ADVISORY SERVICES, INC. 216,750 2,037,000 3.55%
62 TWO SIGMA ADVISERS, LP 221,816 2,085,000 3.63%
63 GSA CAPITAL PARTNERS LLP 242,700 2,281,000 3.98%
64 OUTFITTER ADVISORS, LTD. 246,265 2,315,000 4.03%
65 VAN ECK ASSOCIATES CORP 280,855 2,640,000 4.60%
66 DAVENPORT & Co LLC 317,817 2,987,483 5.21%
67 MORGAN STANLEY 326,196 3,067,000 5.35%
68 LADENBURG THALMANN FINANCIAL SERVICES INC. 344,610 3,239,000 5.65%
69 BANK OF MONTREAL /CAN/ 364,000 3,422,000 5.96%
70 UBS Group AG 407,633 3,831,000 6.68%
71 LSV ASSET MANAGEMENT 501,916 4,718,000 8.22%
72 Advisors Asset Management, Inc. 782,668 7,357,000 12.82%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.