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GLADSTONE INVT CORP
GLADSTONE INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 72 Institutional holders with a total value of $57,373,648.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 People's United Financial, Inc. 2,700 25,000 0.04%
52 DEUTSCHE BANK AG\ 2,600 24,000 0.04%
53 IFP ADVISORS, INC 2,184 21,000 0.04%
54 Creative Planning 1,711 16,000 0.03%
55 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,650 16,000 0.03%
56 BANK OF AMERICA CORP /DE/ 1,167 11,000 0.02%
57 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,100 10,000 0.02%
58 ADVISOR GROUP, INC. 675 6,000 0.01%
59 HOWE & RUSLING INC 650 6,000 0.01%
60 TRUST CO OF VERMONT 667 6,000 0.01%
61 ACROSPIRE INVESTMENT MANAGEMENT LLC 505 5,000 0.01%
62 D'Orazio & Associates, Inc. 500 5,000 0.01%
63 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 500 4,700 0.01%
64 Winslow, Evans & Crocker, Inc. 475 4,465 0.01%
65 PENSERRA CAPITAL MANAGEMENT LLC 464 4,000 0.01%
66 JPMORGAN CHASE & CO 320 3,000 0.01%
67 Tower Research Capital LLC (TRC) 200 2,000 0.00%
68 CUTLER GROUP LLC / CA 251 2,000 0.00%
69 BARCLAYS PLC 67 1,000 0.00%
70 US BANCORP \DE\ 6 0 0.00%
71 CUTLER GROUP LLC / CA 300 0 0.00% Call
72 GLENMEDE TRUST CO NA 147 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.