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GLAXOSMITHKLINE PLC ADR
GLAXOSMITHKLINE PLC ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 729 Institutional holders with a total value of $11,929,695,889.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 First Eagle Investment Management, LLC 1 0 0.00%
2 Tower Research Capital LLC (TRC) 5 0 0.00%
3 SUMMIT SECURITIES GROUP LLC 33 0 0.00% Put
4 Hoxton Financial, Inc. 16 1,000 0.00%
5 WOLVERINE ASSET MANAGEMENT LLC 22 1,000 0.00% Call
6 SEVEN EIGHT CAPITAL, LP 31 1,000 0.00%
7 SIGNATUREFD, LLC 5,000 2,000 0.00% Put
8 Creative Planning 1,000 3,000 0.00% Call
9 LUPO SECURITIES, LLC 56 3,000 0.00%
10 Peachtree Investment Advisors, Inc. 81 4,000 0.00%
11 Tradewinds Capital Management, LLC 90 4,000 0.00%
12 Gradient Investments LLC 100 5,000 0.00%
13 West Oak Capital, LLC 110 5,077 0.00%
14 JNBA Financial Advisors 122 6,000 0.00%
15 Cornerstone Advisors, Inc. 125 6,000 0.00%
16 Cable Hill Partners, LLC 135 6,000 0.00%
17 PATHSTONE FAMILY OFFICE, LLC 160 7,000 0.00%
18 Lenox Wealth Advisors, LLC 143 7,000 0.00%
19 SIGNATUREFD, LLC 5,000 7,000 0.00% Call
20 Ameritas Investment Partners, Inc. 165 7,000 0.00%
21 Capital Analysts, LLC 156 7,206 0.00%
22 CapWealth Advisors, LLC 163 8,000 0.00%
23 Tortoise Investment Management, LLC 182 8,000 0.00%
24 MARK SHEPTOFF FINANCIAL PLANNING, LLC 200 9,000 0.00%
25 D'Orazio & Associates, Inc. 200 9,000 0.00%
26 Parallax Volatility Advisers, L.P. 200 9,000 0.00% Put
27 MassMutual Private Wealth & Trust, FSB 198 9,138 0.00%
28 ARROW FINANCIAL CORP 200 10,000 0.00%
29 Ruggie Capital Group 206 10,000 0.00%
30 Crow Point Partners, LLC 260 12,000 0.00%
31 MCF Advisors LLC 259 12,000 0.00%
32 ALETHEA CAPITAL MANAGEMENT, LLC 14,300 12,000 0.00% Call
33 Crosspoint Capital Strategies, LLC 291 13,000 0.00%
34 OPTIMUM INVESTMENT ADVISORS 273 13,000 0.00%
35 Catamount Wealth Management 300 14,000 0.00%
36 Lagoda Investment Management, L.P. 319 15,000 0.00%
37 Kovack Advisors, Inc. 14 16,000 0.00% Put
38 MV CAPITAL MANAGEMENT, INC. 346 16,000 0.00%
39 Mercer Capital Advisers, Inc. 400 18,000 0.00%
40 Lombard Odier & Cie (Bahamas) Ltd 400 18,000 0.00%
41 Corbenic Partners LLC 408 19,000 0.00%
42 Blume Capital Management, Inc. 403 19,000 0.00%
43 Field & Main Bank 425 20,000 0.00%
44 BRAVE ASSET MANAGEMENT INC 455 21,000 0.00%
45 TRUST CO 450 21,000 0.00%
46 Twin Tree Management, LP 500 23,000 0.00% Call
47 Parasol Investment Management, LLC 500 23,000 0.00%
48 ADIRONDACK TRUST CO 525 24,000 0.00%
49 OLD SECOND NATIONAL BANK OF AURORA 525 24,000 0.00%
50 Highlander Capital Management, LLC 532 25,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.