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GLAXOSMITHKLINE PLC ADR
GLAXOSMITHKLINE PLC ADR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 710 Institutional holders with a total value of $8,650,332,847.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 M&T BANK CORP 200 0 0.00% Call
2 WOLVERINE ASSET MANAGEMENT LLC 22 0 0.00% Call
3 Creative Planning 1,000 0 0.00% Call
4 Tarbox Family Office, Inc. 10 0 0.00%
5 WEALTHCARE CAPITAL MANAGEMENT LLC 12 0 0.00%
6 Catamount Wealth Management 0 0 0.00%
7 First Eagle Investment Management, LLC 1 0 0.00%
8 WEALTHFRONT CORP 5 0 0.00%
9 EXANE DERIVATIVES 79 943 0.00% Call
10 SEVEN EIGHT CAPITAL, LP 31 1,000 0.00%
11 Cornerstone Advisors, Inc. 18 1,000 0.00%
12 TRUST DEPARTMENT MB FINANCIAL BANK N A 42 2,000 0.00%
13 Formidable Asset Management, LLC 64 2,000 0.00%
14 CWM, LLC 73 3,000 0.00%
15 Tradewinds Capital Management, LLC 90 3,000 0.00%
16 USCA RIA LLC 800 3,000 0.00% Put
17 Gradient Investments LLC 100 4,000 0.00%
18 AMERICAN ASSET MANAGEMENT INC. 115 4,000 0.00%
19 ARROW FINANCIAL CORP 100 4,000 0.00%
20 ASSET PLANNING SERVICES, LTD. 100 4,000 0.00%
21 West Oak Capital, LLC 110 4,230 0.00%
22 JNBA Financial Advisors 122 5,000 0.00%
23 Lenox Wealth Advisors, LLC 143 5,000 0.00%
24 CapWealth Advisors, LLC 163 6,000 0.00%
25 Ameritas Investment Partners, Inc. 165 6,000 0.00%
26 PATHSTONE FAMILY OFFICE, LLC 160 6,000 0.00%
27 Brookstone Capital Management 155 6,000 0.00%
28 HAP Trading, LLC 15,700 6,000 0.00% Call
29 REILLY FINANCIAL ADVISORS, LLC 195 7,000 0.00%
30 Tortoise Investment Management, LLC 182 7,000 0.00%
31 Jefferies Group LLC 206 8,000 0.00%
32 D'Orazio & Associates, Inc. 200 8,000 0.00%
33 MARK SHEPTOFF FINANCIAL PLANNING, LLC 200 8,000 0.00%
34 SUMMIT SECURITIES GROUP LLC 23 8,000 0.00% Call
35 Lagoda Investment Management, L.P. 239 9,000 0.00%
36 MV CAPITAL MANAGEMENT, INC. 230 9,000 0.00%
37 AMERICAN NATIONAL BANK & TRUST 268 10,000 0.00%
38 JUNCTURE WEALTH STRATEGIES, LLC 9,200 10,000 0.00% Call
39 FIRST NATIONAL BANK SIOUX FALLS 250 10,000 0.00%
40 MCF Advisors LLC 266 10,000 0.00%
41 Whitnell & Co. 251 10,000 0.00%
42 Crosspoint Capital Strategies, LLC 280 11,000 0.00%
43 Windsor Capital Management, LLC 303 11,000 0.00%
44 SONORA INVESTMENT MANAGEMENT, LLC 280 11,000 0.00%
45 Mercer Capital Advisers, Inc. 400 15,000 0.00%
46 Blume Capital Management, Inc. 403 15,000 0.00%
47 Lombard Odier & Cie (Bahamas) Ltd 400 15,000 0.00%
48 ADIRONDACK TRUST CO 400 15,000 0.00%
49 KRILOGY FINANCIAL LLC 381 15,000 0.00%
50 BRAVE ASSET MANAGEMENT INC 455 17,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.