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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 77 Institutional holders with a total value of $164,078,943.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,671,345 36,235,000 22.08%
2 WELLS FARGO & COMPANY/MN 1,437,921 31,174,000 19.00%
3 BANK OF AMERICA CORP /DE/ 956,958 20,747,000 12.64%
4 LPL Financial LLC 534,372 11,585,000 7.06%
5 UBS Group AG 372,581 8,077,000 4.92%
6 ROYAL BANK OF CANADA 285,731 6,195,000 3.78%
7 Maryland Capital Management 202,417 4,388,000 2.67%
8 JANE STREET GROUP, LLC 161,554 3,502,000 2.13%
9 AMERIPRISE FINANCIAL INC 157,063 3,405,000 2.08%
10 RAYMOND JAMES & ASSOCIATES 153,251 3,322,000 2.02%
11 Raymond James Financial Services Advisors, Inc. 131,160 2,844,000 1.73%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 118,768 2,570,000 1.57%
13 Oxbow Advisors, LLC 116,955 2,536,000 1.55%
14 Prospera Financial Services Inc 84,318 1,827,000 1.11%
15 Institute for Wealth Management, LLC. 67,218 1,452,000 0.88%
16 Cambridge Investment Research Advisors, Inc. 64,094 1,390,000 0.85%
17 Janney Montgomery Scott LLC 61,860 1,341,000 0.82%
18 J.P. Morgan Private Wealth Advisors LLC 61,372 1,331,000 0.81%
19 SYNOVUS FINANCIAL CORP 48,244 1,045,000 0.64%
20 Hillsdale Investment Management Inc. 46,500 1,008,000 0.61%
21 FLOW TRADERS U.S. LLC 43,601 945,000 0.58%
22 Koshinski Asset Management, Inc. 41,424 898,000 0.55%
23 Commonwealth Equity Services, Inc 38,813 841,000 0.51%
24 STIFEL FINANCIAL CORP 37,095 807,000 0.49%
25 Cetera Advisor Networks LLC 35,657 777,000 0.47%
26 Private Advisor Group, LLC 35,128 752,000 0.46%
27 AHRENS INVESTMENT PARTNERS LLC 34,525 749,000 0.46%
28 US BANCORP \DE\ 32,500 705,000 0.43%
29 KISSINGER FINANCIAL SERVICES LLC 32,324 700,000 0.43%
30 Regal Investment Advisors LLC 31,659 686,000 0.42%
31 MILLBURN RIDGEFIELD LLC /DE/ 30,980 672,000 0.41%
32 CITIGROUP INC 29,819 646,000 0.39%
33 IFP ADVISORS, INC 28,502 618,000 0.38%
34 MML INVESTORS SERVICES, INC. 26,927 584,000 0.36%
35 INVESTMENT CENTERS OF AMERICA INC 21,517 470,000 0.29%
36 JOHNSON INVESTMENT COUNSEL INC 19,731 427,000 0.26%
37 STRATEGIC FINANCIAL GROUP, LLC 18,137 393,000 0.24%
38 ADVISOR GROUP, INC. 17,840 387,000 0.24%
39 NEXT Financial Group, Inc 17,324 376,000 0.23%
40 Stratos Wealth Partners, LTD. 17,173 372,000 0.23%
41 First City Capital Management, Inc. 16,043 348,000 0.21%
42 Capital Advisors, Ltd. LLC 15,485 336,000 0.20%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,300 332,000 0.20% Put
44 ENVESTNET ASSET MANAGEMENT INC 13,794 299,000 0.18%
45 BLUE SKY ASSET MANAGEMENT, LLC 13,248 287,000 0.17%
46 First Allied Advisory Services, Inc. 13,137 284,000 0.17%
47 HighTower Advisors, LLC 12,340 268,000 0.16%
48 PRIVATE TRUST CO NA 12,250 265,000 0.16%
49 Financial Architects, Inc 11,605 252,000 0.15%
50 AJ WEALTH STRATEGIES, LLC 11,375 247,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.