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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 83 Institutional holders with a total value of $441,128,093.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Barnett & Company, Inc. 47 1,000 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 304 3,000 0.00%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 329 4,000 0.00%
5 CENTRAL TRUST Co 400 4,000 0.00%
6 KRILOGY FINANCIAL LLC 375 4,000 0.00%
7 ALPHASTAR CAPITAL MANAGEMENT, LLC 514 5,000 0.00%
8 BANK OF MONTREAL /CAN/ 532 6,000 0.00%
9 Tradewinds Capital Management, LLC 652 7,000 0.00%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 775 8,000 0.00%
11 ADVISOR GROUP, INC. 1,255 14,000 0.00%
12 GLOBAL RETIREMENT PARTNERS, LLC 2,215 24,000 0.01%
13 NewEdge Advisors, LLC 3,425 37,093 0.01%
14 SEI INVESTMENTS CO 3,413 42,000 0.01%
15 WFG Advisors, LP 1,900 48,000 0.01%
16 Creative Planning 5,149 56,000 0.01%
17 Partnervest Advisory Services LLC 11,000 120,000 0.03%
18 Advisors Asset Management, Inc. 13,099 143,000 0.03%
19 Janney Montgomery Scott LLC 13,914 152,000 0.03%
20 Steinberg Global Asset Management 13,950 152,000 0.03%
21 CAMBRIDGE TRUST CO 14,900 163,000 0.04%
22 SMITH, MOORE & CO. 15,328 167,000 0.04%
23 US BANCORP \DE\ 16,612 181,000 0.04%
24 AMERIPRISE FINANCIAL INC 16,618 181,000 0.04%
25 TWO SIGMA SECURITIES, LLC 18,072 197,000 0.04%
26 Raymond James Financial Services Advisors, Inc. 18,543 202,000 0.05%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,717 204,000 0.05%
28 IFP ADVISORS, INC 22,594 247,000 0.06%
29 WEALTHPLAN PARTNERS, LLC 27,385 299,000 0.07%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 28,168 308,000 0.07%
31 Commonwealth Equity Services, Inc 30,738 336,000 0.08%
32 Friedenthal Financial 33,184 362,000 0.08%
33 LPL Financial LLC 34,714 379,000 0.09%
34 STEPHENS INC /AR/ 39,250 429,000 0.10%
35 ROYAL BANK OF CANADA 39,594 432,000 0.10%
36 OPPENHEIMER & CO INC 42,682 466,000 0.11%
37 First Allied Advisory Services, Inc. 52,638 573,000 0.13%
38 WESTBOURNE INVESTMENT ADVISORS, INC. 55,150 602,000 0.14%
39 NEWFOUND RESEARCH LLC 63,720 696,000 0.16%
40 JANE STREET GROUP, LLC 66,324 724,000 0.16%
41 PINNACLE ASSOCIATES LTD 70,000 764,000 0.17%
42 Whitegate Investment Counselors, Inc. 73,810 806,000 0.18%
43 Advisory Alpha, LLC 81,843 886,000 0.20%
44 J.P. Morgan Private Wealth Advisors LLC 86,796 948,000 0.21%
45 Capital Advisors, Ltd. LLC 88,305 964,000 0.22%
46 Lattice Strategies LLC 89,179 974,000 0.22%
47 ROWLAND CARMICHAEL ADVISORS INC /ADV 90,569 989,000 0.22%
48 CARRET ASSET MANAGEMENT, LLC 90,800 992,000 0.22%
49 Arete Wealth Advisors, LLC 95,443 1,042,000 0.24%
50 ALLIANCE WEALTH MANAGEMENT GROUP 101,224 1,103,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.