Dark
Light
System
Security
GOLD FIELDS LTD NEW
GOLD FIELDS LTD NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 166 Institutional holders with a total value of $1,443,933,179.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 44 0 0.00%
2 Cornerstone Advisors, Inc. 284 1,000 0.00%
3 Tower Research Capital LLC (TRC) 288 1,000 0.00%
4 ENTERPRISE FINANCIAL SERVICES CORP 255 1,000 0.00%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 500 2,000 0.00%
6 Creative Planning 500 2,000 0.00%
7 LS Investment Advisors, LLC 350 2,000 0.00%
8 GLENMEDE TRUST CO NA 496 2,000 0.00%
9 EDMOND DE ROTHSCHILD HOLDING S.A. 1,000 5,000 0.00%
10 EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,000 5,000 0.00%
11 KANALY TRUST CO 1,000 5,000 0.00%
12 Hexavest Inc. 1,291 6,000 0.00%
13 ENVESTNET ASSET MANAGEMENT INC 1,451 7,000 0.00%
14 SIGNATUREFD, LLC 1,380 7,000 0.00%
15 IFP ADVISORS, INC 1,551 8,000 0.00%
16 PNC FINANCIAL SERVICES GROUP, INC. 2,000 10,000 0.00%
17 HAP Trading, LLC 27,800 10,000 0.00% Call
18 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 2,200 11,000 0.00%
19 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 2,500 12,000 0.00%
20 Checchi Capital Advisers, LLC 2,563 13,000 0.00%
21 MSI Financial Services Inc 2,994 15,000 0.00%
22 CUTLER GROUP LLC / CA 50,500 16,000 0.00% Call
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,444 17,000 0.00%
24 PEAK6 Group LLC 3,800 19,000 0.00% Call
25 Spot Trading L.L.C 3,800 19,000 0.00% Put
26 Mizuho Trust & Banking Co., Ltd. 4,365 21,000 0.00%
27 WOLVERINE TRADING LP /BD 5,308 26,062 0.00%
28 PEAK6 Group LLC 5,600 27,000 0.00% Put
29 NATIXIS 10,086 49,000 0.00%
30 RAYMOND JAMES & ASSOCIATES 10,855 53,000 0.00%
31 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,900 58,000 0.00%
32 STRS OHIO 12,000 58,000 0.00%
33 Legal & General Group Plc 12,379 61,000 0.00%
34 Cetera Advisors LLC 12,500 61,000 0.00%
35 PEAR TREE ADVISORS INC 13,043 64,000 0.00%
36 Verition Fund Management LLC 13,330 65,000 0.00%
37 Walleye Trading LLC 13,600 67,000 0.00%
38 Raymond James Financial Services Advisors, Inc. 14,209 70,000 0.00%
39 US BANCORP \DE\ 19,331 95,000 0.01%
40 Sequoia Financial Advisors, LLC 22,595 111,000 0.01%
41 SUNTRUST BANKS INC 22,750 111,000 0.01%
42 Neuberger Berman Group LLC 23,400 115,000 0.01%
43 PEAK6 Group LLC 23,381 115,000 0.01%
44 SEI INVESTMENTS CO 24,875 122,000 0.01%
45 GEODE CAPITAL MANAGEMENT, LLC 25,405 124,000 0.01%
46 SCHONFELD STRATEGIC ADVISORS LLC 25,759 126,000 0.01%
47 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26,700 131,000 0.01%
48 Allianz Asset Management GmbH 26,771 131,000 0.01%
49 BARINGS LLC 29,340 144,000 0.01%
50 CITIGROUP INC 34,900 171,000 0.01% Call
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.