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GUANGSHEN RY LTD
GUANGSHEN RY LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 31 Institutional holders with a total value of $20,409,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Alexandria Capital, LLC 10 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 102 1,908 0.01%
3 BlackRock Fund Advisors 98 2,000 0.01%
4 BARCLAYS PLC 110 2,000 0.01%
5 BANK OF MONTREAL /CAN/ 82 2,000 0.01%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 101 2,000 0.01%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 238 4,000 0.02%
8 Ground Swell Capital, LLC 200 4,000 0.02%
9 WFG Advisors, LP 200 4,000 0.02%
10 Creative Planning 451 8,000 0.04%
11 AMERIPRISE FINANCIAL INC 485 9,000 0.04%
12 NEW ENGLAND SECURITIES CORP /MA/ 862 16,000 0.08%
13 US BANCORP \DE\ 1,100 20,000 0.10%
14 DEUTSCHE BANK AG\ 1,346 24,000 0.12%
15 ROYAL BANK OF CANADA 1,296 25,000 0.12%
16 UBS AG 1,519 29,000 0.14%
17 Tower Research Capital LLC (TRC) 1,593 30,000 0.15%
18 WELLS FARGO & COMPANY/MN 1,697 32,000 0.16%
19 BANK OF AMERICA CORP /DE/ 2,745 51,000 0.25%
20 Legal & General Group Plc 2,989 56,000 0.27%
21 PILLAR PACIFIC CAPITAL MANAGEMENT LLC 10,000 186,000 0.91%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 10,645 198,000 0.97%
23 TWO SIGMA ADVISERS, LP 10,800 201,000 0.98%
24 TWO SIGMA INVESTMENTS, LP 15,182 283,000 1.39%
25 NAPLES GLOBAL ADVISORS, LLC 19,945 371,000 1.82%
26 MORGAN STANLEY 20,843 388,000 1.90%
27 Aperio Group, LLC 38,330 714,000 3.50%
28 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 46,000 857,000 4.20%
29 Advisors Asset Management, Inc. 72,754 1,355,000 6.64%
30 RENAISSANCE TECHNOLOGIES LLC 123,467 2,299,000 11.26%
31 DIMENSIONAL FUND ADVISORS LP 710,860 13,236,000 64.85%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.