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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 130 Institutional holders with a total value of $431,739,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 300 0 0.00% Call
2 Tradewinds Capital Management, LLC 32 0 0.00%
3 Parkside Financial Bank & Trust 54 0 0.00%
4 US BANCORP \DE\ 1 0 0.00%
5 PROFICIO CAPITAL PARTNERS LLC 92 0 0.00%
6 CAPITAL BANK & TRUST CO 4 0 0.00%
7 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 189 992 0.00%
8 CUTLER GROUP LLC / CA 376 1,000 0.00%
9 IFP ADVISORS, INC 250 1,000 0.00%
10 Creative Planning 655 3,000 0.00%
11 Cornerstone Advisors, Inc. 700 4,000 0.00%
12 ROYAL BANK OF CANADA 858 4,000 0.00%
13 Zurcher Kantonalbank (Zurich Cantonalbank) 1,406 7,000 0.00%
14 ADVISOR GROUP, INC. 1,368 7,000 0.00%
15 HALL LAURIE J TRUSTEE 1,510 7,928 0.00%
16 VERSANT CAPITAL MANAGEMENT, INC 1,984 10,000 0.00%
17 NISA INVESTMENT ADVISORS, LLC 2,170 11,000 0.00%
18 Quantbot Technologies LP 2,957 15,000 0.00%
19 LS Investment Advisors, LLC 2,970 16,000 0.00%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,807 20,000 0.00%
21 Advisory Services Network, LLC 5,275 28,000 0.01%
22 Ameritas Investment Partners, Inc. 5,980 31,000 0.01%
23 ASSET ADVISORS CORP 6,000 32,000 0.01%
24 SIMPLEX TRADING, LLC 7,904 41,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 9,609 51,000 0.01%
26 CONNABLE OFFICE INC 10,240 54,000 0.01%
27 PineBridge Investments, L.P. 10,610 55,000 0.01%
28 AMALGAMATED BANK 10,836 57,000 0.01%
29 BARCLAYS PLC 11,090 57,000 0.01%
30 GENESEE VALLEY TRUST CO 11,711 61,000 0.01%
31 CSS LLC/IL 12,176 64,000 0.01%
32 TWO SIGMA SECURITIES, LLC 12,397 65,000 0.02%
33 PROFUND ADVISORS LLC 12,766 67,000 0.02%
34 GUGGENHEIM CAPITAL LLC 13,419 69,000 0.02%
35 Gotham Asset Management, LLC 13,638 72,000 0.02%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,900 73,000 0.02% Call
37 WOLVERINE TRADING LP /BD 15,100 80,000 0.02% Put
38 State of Alaska, Department of Revenue 15,895 83,000 0.02%
39 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 16,811 88,000 0.02%
40 PIEDMONT INVESTMENT ADVISORS INC 17,412 91,000 0.02%
41 Municipal Employees' Retirement System of Michigan 19,030 100,000 0.02%
42 CAPSTONE ASSET MANAGEMENT CO 19,480 102,000 0.02%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,800 104,000 0.02% Put
44 MASON STREET ADVISORS, LLC 19,859 104,000 0.02%
45 CITADEL ADVISORS LLC 21,292 112,000 0.03%
46 Raymond James Financial Services Advisors, Inc. 22,200 117,000 0.03%
47 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 23,500 123,000 0.03%
48 AMP Capital Investors Ltd 24,512 130,000 0.03%
49 LPL Financial LLC 26,591 140,000 0.03%
50 SEI INVESTMENTS CO 27,034 142,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.