Dark
Light
System
Security
HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 130 Institutional holders with a total value of $431,739,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Paloma Partners Management Co 27,669 145,000 0.03%
52 UBS Group AG 29,568 155,000 0.04%
53 OppenheimerFunds, Inc. 29,998 158,000 0.04%
54 AQR CAPITAL MANAGEMENT LLC 30,232 159,000 0.04%
55 GOLDMAN SACHS GROUP INC 32,624 171,000 0.04%
56 Louisiana State Employees Retirement System 32,800 172,000 0.04%
57 WOLVERINE ASSET MANAGEMENT LLC 33,000 173,000 0.04% Put
58 CITIGROUP INC 34,616 182,000 0.04%
59 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,199 185,000 0.04%
60 BNP PARIBAS FINANCIAL MARKETS 35,456 186,144 0.04%
61 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 36,595 192,124 0.04%
62 PUBLIC SECTOR PENSION INVESTMENT BOARD 41,200 216,000 0.05%
63 Arizona State Retirement System 42,018 221,000 0.05%
64 VOYA INVESTMENT MANAGEMENT LLC 43,910 231,000 0.05%
65 PARADIGM CAPITAL MANAGEMENT INC/NY 46,000 241,000 0.06%
66 THRIVENT FINANCIAL FOR LUTHERANS 48,530 255,000 0.06%
67 CREDIT SUISSE AG/ 54,734 287,000 0.07%
68 ALLIANCEBERNSTEIN L.P. 57,059 300,000 0.07%
69 TEXAS PERMANENT SCHOOL FUND CORP 58,796 309,000 0.07%
70 METROPOLITAN LIFE INSURANCE CO/NY 59,501 312,000 0.07%
71 AMERICAN INTERNATIONAL GROUP, INC. 59,562 313,000 0.07%
72 MANUFACTURERS LIFE INSURANCE COMPANY, THE 67,464 354,000 0.08%
73 MORGAN STANLEY 69,230 364,000 0.08%
74 State of Tennessee, Department of Treasury 74,196 390,000 0.09%
75 NEW YORK STATE COMMON RETIREMENT FUND 80,100 421,000 0.10%
76 COMERICA BANK 110,920 460,000 0.11%
77 KETTLE HILL CAPITAL MANAGEMENT, LLC 89,280 469,000 0.11%
78 DEUTSCHE BANK AG\ 91,088 477,000 0.11%
79 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 104,081 546,000 0.13%
80 D. E. Shaw & Co., Inc. 107,658 565,000 0.13%
81 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 112,678 592,000 0.14%
82 CANADA LIFE ASSURANCE Co 117,011 608,000 0.14%
83 JPMORGAN CHASE & CO 118,334 622,000 0.14%
84 CARLEON CAPITAL PARTNERS LLC 119,473 633,000 0.15%
85 PRUDENTIAL FINANCIAL INC 131,354 690,000 0.16%
86 Swiss National Bank 134,400 706,000 0.16%
87 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 140,562 738,000 0.17%
88 KBC Group NV 141,010 740,000 0.17%
89 TWO SIGMA ADVISERS, LP 141,437 743,000 0.17%
90 Legal & General Group Plc 144,169 757,000 0.18%
91 TEACHERS ADVISORS, LLC 144,704 760,000 0.18%
92 AXA S.A. 149,866 787,000 0.18%
93 MENTA CAPITAL LLC 161,892 850,000 0.20%
94 RHUMBLINE ADVISERS 165,250 868,000 0.20%
95 TDAM USA INC. 165,537 869,000 0.20%
96 Cowen Prime Services LLC 192,515 1,011,000 0.23%
97 TIAA CREF INVESTMENT MANAGEMENT LLC 215,907 1,134,000 0.26%
98 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 226,075 1,187,000 0.27%
99 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 261,157 1,371,000 0.32%
100 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 271,506 1,425,000 0.33%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.