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HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 130 Institutional holders with a total value of $431,739,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 11,114,906 58,353,000 13.52%
2 BlackRock Finance, Inc. 9,884,368 51,894,000 12.02%
3 RGM Capital, LLC 6,671,386 35,025,000 8.11%
4 DIMENSIONAL FUND ADVISORS LP 6,629,442 34,805,000 8.06%
5 VANGUARD GROUP INC 5,803,837 30,470,000 7.06%
6 WELLINGTON MANAGEMENT GROUP LLP 5,236,868 27,494,000 6.37%
7 Epoch Investment Partners, Inc. 5,012,838 26,317,000 6.10%
8 Raging Capital Management, LLC 4,641,062 24,366,000 5.64%
9 PINNACLE ASSOCIATES LTD 4,050,408 21,265,000 4.93%
10 FULLER & THALER ASSET MANAGEMENT, INC. 2,619,590 13,753,000 3.19%
11 STATE STREET CORP 1,961,470 10,303,000 2.39%
12 WELLS FARGO & COMPANY/MN 1,641,725 8,620,000 2.00%
13 ROYCE & ASSOCIATES LP 1,170,499 6,145,000 1.42%
14 NORTHERN TRUST CORP 968,459 5,084,000 1.18%
15 Bank of New York Mellon Corp 917,485 4,817,000 1.12%
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 769,773 4,042,000 0.94%
17 RUSSELL INVESTMENTS GROUP, LTD. 751,600 3,947,000 0.91%
18 BANK OF AMERICA CORP /DE/ 664,434 3,488,000 0.81%
19 SYSTEMATIC FINANCIAL MANAGEMENT LP 663,982 3,486,000 0.81%
20 Nationwide Fund Advisors 663,402 3,483,000 0.81%
21 GEODE CAPITAL MANAGEMENT, LLC 663,305 3,482,000 0.81%
22 Olstein Capital Management, L.P. 649,401 3,409,000 0.79%
23 PRINCIPAL FINANCIAL GROUP INC 625,250 3,283,000 0.76%
24 Invesco Ltd. 602,659 3,164,000 0.73%
25 Polar Asset Management Partners Inc. 602,075 3,161,000 0.73%
26 MACKENZIE FINANCIAL CORP 515,266 2,705,000 0.63%
27 AMERIPRISE FINANCIAL INC 432,525 2,271,000 0.53%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 372,364 1,955,000 0.45%
29 JACOBS LEVY EQUITY MANAGEMENT, INC 284,800 1,495,000 0.35%
30 VICTORY CAPITAL MANAGEMENT INC 277,335 1,456,000 0.34%
31 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 271,506 1,425,000 0.33%
32 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 261,157 1,371,000 0.32%
33 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 226,075 1,187,000 0.27%
34 TIAA CREF INVESTMENT MANAGEMENT LLC 215,907 1,134,000 0.26%
35 Cowen Prime Services LLC 192,515 1,011,000 0.23%
36 TDAM USA INC. 165,537 869,000 0.20%
37 RHUMBLINE ADVISERS 165,250 868,000 0.20%
38 MENTA CAPITAL LLC 161,892 850,000 0.20%
39 AXA S.A. 149,866 787,000 0.18%
40 TEACHERS ADVISORS, LLC 144,704 760,000 0.18%
41 Legal & General Group Plc 144,169 757,000 0.18%
42 TWO SIGMA ADVISERS, LP 141,437 743,000 0.17%
43 KBC Group NV 141,010 740,000 0.17%
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 140,562 738,000 0.17%
45 Swiss National Bank 134,400 706,000 0.16%
46 PRUDENTIAL FINANCIAL INC 131,354 690,000 0.16%
47 CARLEON CAPITAL PARTNERS LLC 119,473 633,000 0.15%
48 JPMORGAN CHASE & CO 118,334 622,000 0.14%
49 CANADA LIFE ASSURANCE Co 117,011 608,000 0.14%
50 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 112,678 592,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.