Dark
Light
System
Security
HARMONIC INC
HARMONIC INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 130 Institutional holders with a total value of $431,739,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 GENESEE VALLEY TRUST CO 11,711 61,000 0.01%
102 BARCLAYS PLC 11,090 57,000 0.01%
103 AMALGAMATED BANK 10,836 57,000 0.01%
104 PineBridge Investments, L.P. 10,610 55,000 0.01%
105 CONNABLE OFFICE INC 10,240 54,000 0.01%
106 PNC FINANCIAL SERVICES GROUP, INC. 9,609 51,000 0.01%
107 SIMPLEX TRADING, LLC 7,904 41,000 0.01%
108 ASSET ADVISORS CORP 6,000 32,000 0.01%
109 Ameritas Investment Partners, Inc. 5,980 31,000 0.01%
110 Advisory Services Network, LLC 5,275 28,000 0.01%
111 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,807 20,000 0.00%
112 LS Investment Advisors, LLC 2,970 16,000 0.00%
113 Quantbot Technologies LP 2,957 15,000 0.00%
114 NISA INVESTMENT ADVISORS, LLC 2,170 11,000 0.00%
115 VERSANT CAPITAL MANAGEMENT, INC 1,984 10,000 0.00%
116 HALL LAURIE J TRUSTEE 1,510 7,928 0.00%
117 ADVISOR GROUP, INC. 1,368 7,000 0.00%
118 Zurcher Kantonalbank (Zurich Cantonalbank) 1,406 7,000 0.00%
119 Cornerstone Advisors, Inc. 700 4,000 0.00%
120 ROYAL BANK OF CANADA 858 4,000 0.00%
121 Creative Planning 655 3,000 0.00%
122 IFP ADVISORS, INC 250 1,000 0.00%
123 CUTLER GROUP LLC / CA 376 1,000 0.00%
124 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 189 992 0.00%
125 Tradewinds Capital Management, LLC 32 0 0.00%
126 US BANCORP \DE\ 1 0 0.00%
127 CAPITAL BANK & TRUST CO 4 0 0.00%
128 CUTLER GROUP LLC / CA 300 0 0.00% Call
129 PROFICIO CAPITAL PARTNERS LLC 92 0 0.00%
130 Parkside Financial Bank & Trust 54 0 0.00%
Page 3 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.