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HERCULES CAPITAL INC
HERCULES CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 163 Institutional holders with a total value of $454,224,936.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Advisors Capital Management, LLC 799,081 11,243,000 2.48%
152 Invesco Ltd. 873,266 12,288,000 2.71%
153 CARDINAL CAPITAL MANAGEMENT LLC /CT 1,009,095 14,198,000 3.13%
154 Robeco Institutional Asset Management B.V. 1,015,183 14,283,000 3.14%
155 Advisors Asset Management, Inc. 1,029,402 14,484,000 3.19%
156 STATE STREET CORP 1,029,705 14,487,000 3.19%
157 MORGAN STANLEY 1,048,554 14,754,000 3.25%
158 EDGE ASSET MANAGEMENT, INC 1,106,975 15,575,000 3.43%
159 UBS AG 1,185,524 16,681,000 3.67%
160 BlackRock Fund Advisors 1,532,335 21,560,000 4.75%
161 COMERICA BANK 1,600,920 22,524,000 4.96%
162 NORTHERN TRUST CORP 1,694,079 23,837,000 5.25%
163 PRICE T ROWE ASSOCIATES INC /MD/ 2,853,760 40,152,000 8.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.